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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
176
WEC Energy
WEC
$37.2B
$19.7M 0.13%
171,770
+7,970
+5% +$864K
AEP icon
177
American Electric Power
AEP
$72.8B
$19.6M 0.12%
174,102
+9,983
+6% +$1.09M
HIGH icon
178
Simplify Enhanced Income ETF
HIGH
$69M
$19.5M 0.12%
845,912
+17,755
+2% +$416K
CVS icon
179
CVS Health
CVS
$137B
$19.4M 0.12%
257,204
+14,983
+6% +$1.03M
XLI icon
180
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$19.4M 0.12%
125,503
+8,594
+7% +$1.3M
NKE icon
181
Nike
NKE
$62.4B
$19.2M 0.12%
275,011
-143
-0.1% -$10.7K
DIV icon
182
Global X SuperDividend US ETF
DIV
$788M
$19M 0.12%
1,074,027
+74,422
+7% +$1.32M
XLE icon
183
State Street Energy Select Sector SPDR ETF
XLE
$39B
$18.9M 0.12%
423,784
+46,094
+12% +$2.02M
CNP icon
184
CenterPoint Energy
CNP
$28.8B
$18.9M 0.12%
486,551
+15,754
+3% +$595K
RTX icon
185
RTX Corp
RTX
$297B
$18.7M 0.12%
111,544
-453
-0.4% -$70.3K
LAZ icon
186
Lazard
LAZ
$4.17B
$18.5M 0.12%
351,265
+12,715
+4% +$686K
GLDM icon
187
SPDR Gold MiniShares Trust
GLDM
$27.7B
$18.5M 0.12%
241,337
+71,845
+42% +$4.92M
IHDG icon
188
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
$18.3M 0.12%
398,190
+71,952
+22% +$3.26M
BWA icon
189
BorgWarner
BWA
$13.1B
$18.3M 0.12%
416,605
-5,176
-1% -$207K
VTV icon
190
Vanguard Value ETF
VTV
$189B
$18.2M 0.12%
97,856
+12,099
+14% +$2.19M
CMS icon
191
CMS Energy
CMS
$22.9B
$17.9M 0.11%
244,165
+13,481
+6% +$968K
BALT icon
192
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$17.7M 0.11%
540,794
+46,427
+9% +$1.51M
TLT icon
193
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
$17.7M 0.11%
198,486
+88,648
+81% +$7.75M
DECZ icon
194
TrueShares Structured Outcome December ETF
DECZ
$35.9M
$17.7M 0.11%
433,538
+426,939
+6,470% +$16.9M
GIS icon
195
General Mills
GIS
$19.6B
$17.4M 0.11%
346,005
+24,688
+8% +$1.24M
SVOL icon
196
Simplify Volatility Premium ETF
SVOL
$525M
$17.4M 0.11%
965,243
-806,227
-46% -$14.2M
FE icon
197
FirstEnergy
FE
$28.6B
$17.2M 0.11%
374,409
+27,603
+8% +$1.18M
VST icon
198
Vistra
VST
$52.7B
$17.1M 0.11%
87,444
-29,584
-25% -$5.86M
TPR icon
199
Tapestry
TPR
$29.6B
$17.1M 0.11%
151,292
-1,996
-1% -$209K
JPST icon
200
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$17.1M 0.11%
336,526
+12,743
+4% +$645K
6 7
8
9 10

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.