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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKW icon
1751
ARK Web x.0 ETF
ARKW
$1.65B
$80.2K ﹤0.01%
543
-56
-9% -$9.08K
DDFS
1752
Innovator Equity Dual Directional 15 Buffer ETF - September
DDFS
$46.4M
$79.7K ﹤0.01%
3,762
+8
+0.2% +$168
DBP icon
1753
Invesco DB Precious Metals Fund
DBP
$241M
$79.4K ﹤0.01%
772
-91
-11% -$8.8K
HYGV icon
1754
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$79.1K ﹤0.01%
1,941
-31
-2% -$1.26K
ZOCT
1755
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$105M
$78.5K ﹤0.01%
2,925
-15,468
-84% -$413K
FMTL
1756
First Trust Indxx Critical Metals ETF
FMTL
$26.3M
$78.2K ﹤0.01%
+2,682
New +$72K
SGDJ icon
1757
Sprott Junior Gold Miners ETF
SGDJ
$276M
$77.9K ﹤0.01%
+926
New +$72.7K
IVLU icon
1758
iShares MSCI Intl Value Factor ETF
IVLU
$4.44B
$77.9K ﹤0.01%
2,046
-52
-2% -$1.91K
DAX icon
1759
Global X DAX Germany ETF
DAX
$230M
$77.8K ﹤0.01%
1,705
– –
ICOW icon
1760
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.83B
$77.7K ﹤0.01%
2,010
+225
+13% +$8.57K
HDEF icon
1761
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$77.6K ﹤0.01%
2,504
– –
DRLL icon
1762
Strive US Energy ETF
DRLL
$296M
$77.4K ﹤0.01%
2,714
-677
-20% -$19.4K
SLQD icon
1763
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$76.2K ﹤0.01%
1,504
-66
-4% -$3.35K
YSEP icon
1764
FT Vest International Equity Buffer ETF September
YSEP
$120M
$75.8K ﹤0.01%
2,912
– –
EEMA icon
1765
iShares MSCI Emerging Markets Asia ETF
EEMA
$826M
$75.7K ﹤0.01%
+805
New +$75.3K
KNOV
1766
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.5M
$75.1K ﹤0.01%
2,639
+1,495
+131% +$42.2K
IYG icon
1767
iShares US Financial Services ETF
IYG
$2.16B
$74.7K ﹤0.01%
809
+188
+30% +$16.8K
PNQI icon
1768
Invesco NASDAQ Internet ETF
PNQI
$525M
$74.3K ﹤0.01%
1,378
-132
-9% -$7.2K
VCEB icon
1769
Vanguard ESG US Corporate Bond ETF
VCEB
$1.18B
$74K ﹤0.01%
1,163
– –
PMM
1770
Franklin Managed Municipal Income Trust
PMM
$269M
$73.6K ﹤0.01%
11,735
– –
XBJL icon
1771
Innovator US Equity Accelerated 9 Buffer ETF July
XBJL
$74M
$73.1K ﹤0.01%
1,912
-2,406
-56% -$90.8K
HACK icon
1772
Amplify Cybersecurity ETF
HACK
$2.64B
$72.9K ﹤0.01%
907
– –
JMST icon
1773
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$72.6K ﹤0.01%
1,426
+1,055
+284% +$53.7K
BF.A icon
1774
Brown-Forman Class A
BF.A
$13.4B
$72.6K ﹤0.01%
+2,758
New +$77K
ROBO icon
1775
ROBO Global Robotics & Automation Index ETF
ROBO
$1.94B
$72.2K ﹤0.01%
+1,041
New +$71.2K
69 70
71
72 73

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.