AE Wealth Management’s Innovator Equity Defined Protection ETF - 1 Yr October ZOCT Stock Holding History

AE Wealth Management’s Portfolio ZOCT Stock Details ZOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$53.8K	Sell	1,947 -959	-33%	-$26.2K	﹤0.01%	2073
2026 Q1	$77.7K	Sell	2,906 -19	-0.6%	-$511	﹤0.01%	1865
2025 Q4	$78.5K	Sell	2,925 -15,468	-84%	-$413K	﹤0.01%	1755
2025 Q3	$489K	Hold	18,393	–	–	﹤0.01%	985
2025 Q2	$478K	Sell	18,393 -3,141	-15%	-$79.8K	﹤0.01%	937
2025 Q1	$542K	Buy	21,534 +262	+1%	+$6.64K	﹤0.01%	893
2024 Q4	$537K	Buy	+21,272	New	+$536K	﹤0.01%	883

Other funds holding ZOCT

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Pachira Investments Dana Point, California $265M AUM 30.34% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.59B AUM 31.63% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return

AE Wealth Management's ZOCT Position: Q2 2026 in Review

AE Wealth Management reduced its Innovator Equity Defined Protection ETF - 1 Yr October (ZOCT) stake by 33% in Q2 2026, selling an estimated $26.2K and leaving 1,947 shares worth $53.8K. The position accounts for ﹤0.01% of the portfolio, ranked #2073.

AE Wealth Management first reported a position in ZOCT in Q4 2024 and has held it in 7 quarters since. The position peaked at $542K in Q1 2025. 74 funds tracked by Wall St. Rank hold ZOCT as of Q2 2026.

AE Wealth Management held 1,947 shares of Innovator Equity Defined Protection ETF - 1 Yr October worth $53.8K as of Q2 2026.
AE Wealth Management sold 959 Innovator Equity Defined Protection ETF - 1 Yr October shares in Q2 2026, an estimated $26.2K.
Innovator Equity Defined Protection ETF - 1 Yr October made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #2073 holding.
AE Wealth Management first reported a position in Innovator Equity Defined Protection ETF - 1 Yr October in Q4 2024 and has held it in 7 quarters since.
AE Wealth Management's Innovator Equity Defined Protection ETF - 1 Yr October position peaked at $542K in Q1 2025.
74 funds tracked by Wall St. Rank held Innovator Equity Defined Protection ETF - 1 Yr October as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.