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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTA icon
151
Simplify Managed Futures Strategy ETF
CTA
$1.54B
$26.6M 0.15%
977,534
+87,102
+10% +$2.39M
F icon
152
Ford
F
$58.5B
$26.2M 0.15%
2,000,148
-39,880
-2% -$514K
SHLD icon
153
Global X Defense Tech ETF
SHLD
$7.12B
$26.1M 0.15%
403,254
+11,398
+3% +$750K
WDIV icon
154
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$26M 0.15%
344,755
+7,933
+2% +$587K
DFAI
155
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$25.7M 0.15%
674,139
-33,857
-5% -$1.25M
OMC icon
156
Omnicom Group
OMC
$23.5B
$25.5M 0.15%
315,475
+25,294
+9% +$1.93M
DFAT icon
157
Dimensional US Targeted Value ETF
DFAT
$14.6B
$25.4M 0.15%
427,364
-17,282
-4% -$1.01M
ICLO icon
158
Invesco AAA CLO Floating Rate Note ETF
ICLO
$513M
$25.3M 0.15%
990,873
+44,857
+5% +$1.15M
TFC icon
159
Truist Financial
TFC
$63.7B
$25.3M 0.15%
514,206
-209
-0% -$9.63K
JANZ icon
160
TrueShares Structured Outcome January ETF
JANZ
$40.5M
$25.1M 0.14%
657,431
+650,141
+8,918% +$24.9M
DOV icon
161
Dover
DOV
$27.7B
$25M 0.14%
+127,807
New +$23.3M
D icon
162
Dominion Energy
D
$61.8B
$24.8M 0.14%
423,604
+17,559
+4% +$1.06M
IDEV icon
163
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$24.6M 0.14%
298,473
-3,937
-1% -$320K
CSX icon
164
CSX Corp
CSX
$96B
$24.6M 0.14%
677,873
-61,294
-8% -$2.19M
IAUM icon
165
iShares Gold Trust Micro
IAUM
$6.4B
$24.5M 0.14%
570,027
+45,855
+9% +$1.9M
CFG icon
166
Citizens Financial Group
CFG
$30.1B
$24.1M 0.14%
412,486
-4,444
-1% -$239K
CMBS icon
167
iShares CMBS ETF
CMBS
$474M
$24.1M 0.14%
490,546
+59,023
+14% +$2.9M
VLO icon
168
Valero Energy
VLO
$90.5B
$23.3M 0.13%
143,115
-466
-0.3% -$79K
BALT icon
169
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$23.1M 0.13%
688,541
+147,747
+27% +$4.88M
RF icon
170
Regions Financial
RF
$26.2B
$22.9M 0.13%
844,094
-953
-0.1% -$24.3K
KEY icon
171
KeyCorp
KEY
$24.1B
$22.7M 0.13%
1,101,713
-244,162
-18% -$4.55M
CPB icon
172
Campbell Soup
CPB
$6.67B
$22.5M 0.13%
807,341
+778,405
+2,690% +$23.4M
IEI icon
173
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$22.3M 0.13%
186,548
+12,018
+7% +$1.44M
DFCF icon
174
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$22.1M 0.13%
518,501
-8,315
-2% -$356K
BMY icon
175
Bristol-Myers Squibb
BMY
$128B
$21.6M 0.12%
400,952
+96,329
+32% +$4.63M
5 6
7
8 9

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.