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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
1701
PIMCO High Income Fund
PHK
$861M
$139K ﹤0.01%
+29,970
New +$145K
XSD icon
1702
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$138K ﹤0.01%
424
+92
+28% +$31.8K
DDEC icon
1703
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
$138K ﹤0.01%
3,116
-26
-0.8% -$1.17K
INCM icon
1704
Franklin Income Focus ETF
INCM
$1.66B
$138K ﹤0.01%
+4,787
New +$139K
AJAN icon
1705
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$44.6M
$138K ﹤0.01%
4,978
+415
+9% +$11.6K
RSPG icon
1706
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$572M
$137K ﹤0.01%
1,256
-37
-3% -$3.52K
DTD icon
1707
WisdomTree US Total Dividend Fund
DTD
$1.65B
$137K ﹤0.01%
1,587
-4
-0.3% -$351
CLSM icon
1708
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$94.2M
$136K ﹤0.01%
5,866
-4,807
-45% -$114K
FXO icon
1709
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$136K ﹤0.01%
2,425
+126
+5% +$7.48K
TFI icon
1710
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$136K ﹤0.01%
3,000
+237
+9% +$10.9K
TWO
1711
Two Harbors Investment
TWO
$1.27B
$134K ﹤0.01%
+11,719
New +$131K
RGP icon
1712
Resources Connection
RGP
$129M
$133K ﹤0.01%
35,582
+4,391
+14% +$18K
QCAP
1713
FT Vest Nasdaq-100 Conservative Buffer ETF - April
QCAP
$124M
$132K ﹤0.01%
5,520
-500
-8% -$11.9K
FSCO
1714
FS Credit Opportunities Corp
FSCO
$989M
$132K ﹤0.01%
25,942
+1
+0% +$6
EES icon
1715
WisdomTree US SmallCap Earnings Fund
EES
$716M
$132K ﹤0.01%
2,274
-700
-24% -$41.4K
FNDE icon
1716
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$132K ﹤0.01%
3,445
-113
-3% -$4.36K
UAUG icon
1717
Innovator US Equity Ultra Buffer ETF August
UAUG
$167M
$131K ﹤0.01%
3,335
-389
-10% -$15.6K
FSEC icon
1718
Fidelity Investment Grade Securitized ETF
FSEC
$4.62B
$130K ﹤0.01%
2,959
+1,639
+124% +$72.6K
DAPR icon
1719
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
$130K ﹤0.01%
3,260
– –
BUYW icon
1720
Main BuyWrite ETF
BUYW
$1.27B
$130K ﹤0.01%
9,205
-753
-8% -$10.7K
HYD icon
1721
VanEck High Yield Muni ETF
HYD
$4.44B
$130K ﹤0.01%
2,585
+380
+17% +$19.4K
COPX icon
1722
Global X Copper Miners ETF NEW
COPX
$7.13B
$129K ﹤0.01%
1,692
+1,243
+277% +$103K
DES icon
1723
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$129K ﹤0.01%
3,586
-1
-0% -$36
PRF icon
1724
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$129K ﹤0.01%
2,711
-2,679
-50% -$130K
AHRT
1725
AH Realty Trust
AHRT
$534M
$128K ﹤0.01%
23,326
+3,408
+17% +$21.8K
67 68
69
70 71

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.