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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMMU icon
1651
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$166K ﹤0.01%
3,289
+1,688
+105% +$85.5K
BF.B icon
1652
Brown-Forman Class B
BF.B
$12B
$164K ﹤0.01%
6,216
+747
+14% +$20.1K
BOXX icon
1653
Alpha Architect 1-3 Month Box ETF
BOXX
$13B
$163K ﹤0.01%
1,404
+1,249
+806% +$144K
PGHY icon
1654
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$162K ﹤0.01%
8,370
+8,168
+4,044% +$162K
BBBI icon
1655
BondBloxx BBB Rated 5-10 Year Corporate Bond ETF
BBBI
$169M
$162K ﹤0.01%
3,156
+324
+11% +$16.9K
CGSM icon
1656
Capital Group Short Duration Municipal Income ETF
CGSM
$1.54B
$162K ﹤0.01%
6,164
+4,432
+256% +$117K
SGDM icon
1657
Sprott Gold Miners ETF
SGDM
$551M
$162K ﹤0.01%
2,144
+130
+6% +$10.5K
IJAN icon
1658
Innovator International Developed Power Buffer ETF January
IJAN
$257M
$161K ﹤0.01%
4,432
+709
+19% +$26.1K
UAA icon
1659
Under Armour
UAA
$3B
$160K ﹤0.01%
27,099
+26
+0.1% +$169
EVSM icon
1660
Eaton Vance Short Duration Municipal Income ETF
EVSM
$771M
$160K ﹤0.01%
+3,187
New +$161K
IGF icon
1661
iShares Global Infrastructure ETF
IGF
$11B
$160K ﹤0.01%
2,385
+2,140
+873% +$140K
CLF icon
1662
Cleveland-Cliffs
CLF
$6.81B
$159K ﹤0.01%
18,820
-21,479
-53% -$246K
VCRB icon
1663
Vanguard Core Bond ETF
VCRB
$7.19B
$159K ﹤0.01%
2,054
-22
-1% -$1.72K
VIS icon
1664
Vanguard Industrials ETF
VIS
$8.23B
$158K ﹤0.01%
507
+5
+1% +$1.62K
DDFN
1665
Innovator Equity Dual Directional 15 Buffer ETF - November
DDFN
$75.4M
$158K ﹤0.01%
+8,306
New +$160K
FTRI icon
1666
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$156K ﹤0.01%
8,766
-525
-6% -$9.28K
FTRE icon
1667
Fortrea Holdings
FTRE
$1.85B
$156K ﹤0.01%
16,536
-8,174
-33% -$105K
OUSA icon
1668
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$154K ﹤0.01%
2,769
– –
AAPR icon
1669
Innovator Equity Defined Protection ETF - 2 Yr to April 2028
AAPR
$72.1M
$154K ﹤0.01%
5,350
+342
+7% +$9.78K
UA icon
1670
Under Armour Class C
UA
$2.92B
$153K ﹤0.01%
26,425
+181
+0.7% +$1.14K
SOXQ icon
1671
Invesco PHLX Semiconductor ETF
SOXQ
$2.38B
$153K ﹤0.01%
2,561
+467
+22% +$29K
SCHH icon
1672
Schwab US REIT ETF
SCHH
$11.7B
$153K ﹤0.01%
7,101
+126
+2% +$2.76K
ITM icon
1673
VanEck Intermediate Muni ETF
ITM
$2.14B
$151K ﹤0.01%
3,248
+1,019
+46% +$48.2K
DXJ icon
1674
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$151K ﹤0.01%
949
+507
+115% +$80K
SJNK icon
1675
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$150K ﹤0.01%
6,001
+2,636
+78% +$66.5K
65 66
67
68 69

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.