We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAPR icon
1626
FT Vest US Equity Deep Buffer ETF April
DAPR
$307M
$128K ﹤0.01%
3,260
– –
IMTM icon
1627
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.14B
$128K ﹤0.01%
2,670
+459
+21% +$22K
WTMF icon
1628
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
$128K ﹤0.01%
3,361
+1,109
+49% +$42.4K
AJAN icon
1629
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$42.6M
$127K ﹤0.01%
4,563
– –
QQMG icon
1630
Invesco ESG NASDAQ 100 ETF
QQMG
$193M
$127K ﹤0.01%
2,990
+707
+31% +$29.9K
TFI icon
1631
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$126K ﹤0.01%
2,763
+141
+5% +$6.45K
QHY
1632
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$237M
$126K ﹤0.01%
2,713
+884
+48% +$41.1K
UA icon
1633
Under Armour Class C
UA
$2.85B
$126K ﹤0.01%
+26,244
New +$117K
KAPR icon
1634
Innovator US Small Cap Power Buffer ETF April
KAPR
$215M
$125K ﹤0.01%
3,558
-102
-3% -$3.53K
DFGX icon
1635
Dimensional International Core Fixed Income ETF
DFGX
$1.71B
$125K ﹤0.01%
2,374
+1,212
+104% +$65.3K
GPIX icon
1636
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.87B
$125K ﹤0.01%
+2,365
New +$124K
ACRE
1637
Ares Commercial Real Estate
ACRE
$239M
$123K ﹤0.01%
25,836
+1,847
+8% +$8.98K
EWJ icon
1638
iShares MSCI Japan ETF
EWJ
$22.1B
$123K ﹤0.01%
1,526
+149
+11% +$12.2K
ALIT icon
1639
Alight
ALIT
$481M
$123K ﹤0.01%
3,158
-73
-2% -$3.64K
SCHO icon
1640
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$123K ﹤0.01%
5,054
+477
+10% +$11.6K
SMAX
1641
iShares Large Cap Max Buffer Sep ETF
SMAX
$88.4M
$123K ﹤0.01%
4,551
-2,173
-32% -$58.6K
VIGI icon
1642
Vanguard International Dividend Appreciation ETF
VIGI
$9.15B
$123K ﹤0.01%
1,340
-55
-4% -$4.97K
NVDY icon
1643
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.31B
$122K ﹤0.01%
8,324
+7,029
+543% +$108K
PRFZ icon
1644
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$121K ﹤0.01%
2,642
-1
-0% -$46
RPV icon
1645
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
$121K ﹤0.01%
1,172
+398
+51% +$40.1K
DES icon
1646
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$120K ﹤0.01%
3,587
-286
-7% -$9.55K
KOMP icon
1647
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.61B
$119K ﹤0.01%
1,991
+314
+19% +$19.5K
FNOV icon
1648
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
$119K ﹤0.01%
2,167
-531
-20% -$28.6K
FIVA
1649
Fidelity International Value Factor ETF
FIVA
$589M
$118K ﹤0.01%
3,446
+175
+5% +$5.67K
FOX icon
1650
Fox Class B
FOX
$22B
$118K ﹤0.01%
+1,816
New +$106K
64 65
66
67 68

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.