AE Wealth Management’s iShares Large Cap Max Buffer Sep ETF SMAX Stock Holding History

AE Wealth Management’s Portfolio SMAX Stock Details SMAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$109K	Sell	4,069 -482	-11%	-$13K	﹤0.01%	1774
2025 Q4	$123K	Sell	4,551 -2,173	-32%	-$58.6K	﹤0.01%	1641
2025 Q3	$180K	Buy	+6,724	New	+$178K	﹤0.01%	1431
2025 Q2	–	Sell	-588,211	Closed	-$14.7M	–	2288
2025 Q1	$14.7M	Sell	588,211 -836,212	-59%	-$21.2M	0.12%	190
2024 Q4	$35.9M	Buy	+1,424,423	New	+$35.8M	0.3%	81

Other funds holding SMAX

JLBC

J.L. Bainbridge & Co Sarasota, Florida $1.27B AUM 26.55% 1-Year Est. Return

CFC

Client First Capital San Diego, California $251M AUM 18.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

FC Advisory West Chester, Pennsylvania $378M AUM 15.62% 1-Year Est. Return

GFG

Grantvest Financial Group Matawan, New Jersey $154M AUM 10.37% 1-Year Est. Return

BIP Wealth Atlanta, Georgia $2.46B AUM 14.38% 1-Year Est. Return

AWA

Amplius Wealth Advisors Blue Bell, Pennsylvania $1.36B AUM 18.99% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return

JSA

Jim Saulnier & Associates Fort Collins, Colorado $205M AUM 10.53% 1-Year Est. Return

AE Wealth Management's SMAX Position: Q1 2026 in Review

AE Wealth Management reduced its iShares Large Cap Max Buffer Sep ETF (SMAX) stake by 11% in Q1 2026, selling an estimated $13K and leaving 4,069 shares worth $109K. The position accounts for ﹤0.01% of the portfolio, ranked #1774.

AE Wealth Management first reported a position in SMAX in Q4 2024 and has held it in 5 quarters since. The position peaked at $35.9M in Q4 2024. 34 funds tracked by Wall St. Rank hold SMAX as of Q1 2026.

AE Wealth Management held 4,069 shares of iShares Large Cap Max Buffer Sep ETF worth $109K as of Q1 2026.
AE Wealth Management sold 482 iShares Large Cap Max Buffer Sep ETF shares in Q1 2026, an estimated $13K.
iShares Large Cap Max Buffer Sep ETF made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1774 holding.
AE Wealth Management first reported a position in iShares Large Cap Max Buffer Sep ETF in Q4 2024 and has held it in 5 quarters since.
AE Wealth Management's iShares Large Cap Max Buffer Sep ETF position peaked at $35.9M in Q4 2024.
34 funds tracked by Wall St. Rank held iShares Large Cap Max Buffer Sep ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.