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SMAX

iShares Large Cap Max Buffer Sep ETF

34 hedge funds and large institutions have $62M invested in iShares Large Cap Max Buffer Sep ETF in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

6% more funds holding

Funds holding: 3234 (+2)

9.59% less ownership

Funds ownership: 67.4%57.8% (-9.6%)

22% less capital invested

Capital invested by funds: $79.2M → $62M (-$17.2M)

67% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 12

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
4
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JLBC
1
J.L. Bainbridge & Co
Florida
$37.5M -$11.7M -434,969 -24%
CFC
2
Client First Capital
California
$3.9M -$1.14M -42,147 -22%
Raymond James Financial
3
Raymond James Financial
Florida
$2.47M -$64.3K -2,381 -3%
FA
4
FC Advisory
Pennsylvania
$2.17M
GFG
5
Grantvest Financial Group
New Jersey
$2M -$187K -6,910 -9%
BW
6
BIP Wealth
Georgia
$1.52M -$2.92M -107,969 -66%
AWA
7
Amplius Wealth Advisors
Pennsylvania
$1.29M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.18M +$387K +14,326 +48%
CA
9
Crewe Advisors
Utah
$1.02M
JSA
10
Jim Saulnier & Associates
Colorado
$969K
OMC
11
Old Mission Capital
Illinois
$811K +$816K +30,219 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$774K -$607K -22,480 -44%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$745K
BSCCG
14
Blue Sky Capital Consultants Group
California
$625K
KAS
15
Kestra Advisory Services
Texas
$576K +$152K +5,612 +35%
TWM
16
Tradition Wealth Management
Minnesota
$566K -$22.2K -822 -4%
AIP
17
ARS Investment Partners
New York
$534K
LAM
18
Lifestyle Asset Management
Texas
$452K -$3.48K -129 -0.8%
CWG
19
Crown Wealth Group
North Carolina
$449K -$360K -13,342 -44%
CCFM
20
Clear Creek Financial Management
Washington
$412K +$415K +15,357 New
KA
21
Kovack Advisors
Florida
$397K -$27 -1 -0%
Creative Planning
22
Creative Planning
Kansas
$375K
AFP
23
Ausdal Financial Partners
Iowa
$311K
IPAM
24
Investment Partners Asset Management
New Jersey
$229K +$9.72K +360 +4%
FFA
25
Farther Finance Advisors
California
$201K +$202K +7,488 New

SMAX Hedge Fund Activity: Q1 2026 in Review

34 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in iShares Large Cap Max Buffer Sep ETF (SMAX) for Q1 2026, worth a combined $62M — down 22% from $79.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SMAX positions and 5 closed out — a net gain of 2 holders — while 4 added to existing stakes and 12 trimmed.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $816K. The largest seller was J.L. Bainbridge & Co, cutting an estimated $11.7M.

  • 34 institutional investors held iShares Large Cap Max Buffer Sep ETF (SMAX) as of Q1 2026, up from 32 in Q4 2025.
  • Funds reported $62M of iShares Large Cap Max Buffer Sep ETF stock for Q1 2026, down 22% quarter-over-quarter.
  • 7 funds opened new iShares Large Cap Max Buffer Sep ETF positions in Q1 2026 and 5 closed out, a net change of +2 holders.
  • The largest iShares Large Cap Max Buffer Sep ETF buyer in Q1 2026 was Old Mission Capital, an estimated $816K added.
  • The largest iShares Large Cap Max Buffer Sep ETF seller in Q1 2026 was J.L. Bainbridge & Co, an estimated $11.7M sold.

Based on aggregated 13F filings for Q1 2026.