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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGD
1601
DELISTED
New Gold Inc
NGD
$87.3K ﹤0.01%
12,163
-6,150
-34% -$33.3K
DOCT
1602
FT Vest US Equity Deep Buffer ETF October
DOCT
$383M
$86.6K ﹤0.01%
2,005
-1,165
-37% -$49K
QWLD
1603
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$174M
$85.7K ﹤0.01%
610
– –
FID icon
1604
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$168M
$85.6K ﹤0.01%
4,347
-756
-15% -$14.9K
FTXL icon
1605
First Trust Nasdaq Semiconductor ETF
FTXL
$2.03B
$85.4K ﹤0.01%
764
+556
+267% +$56.2K
WTMF icon
1606
WisdomTree Managed Futures Strategy Fund
WTMF
$242M
$85.3K ﹤0.01%
2,252
+42
+2% +$1.53K
QHY
1607
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$237M
$85.2K ﹤0.01%
1,829
+47
+3% +$2.18K
NVDX icon
1608
T-Rex 2X Long NVIDIA Daily Target ETF
NVDX
$416M
$84.9K ﹤0.01%
4,447
-7,160
-62% -$123K
IVOO icon
1609
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$84.8K ﹤0.01%
769
+393
+105% +$42.8K
QDEC icon
1610
FT Vest Growth-100 Buffer ETF December
QDEC
$681M
$84.6K ﹤0.01%
2,718
-2,259
-45% -$68.1K
FNDE icon
1611
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.58B
$84.5K ﹤0.01%
2,336
+298
+15% +$10.3K
PNQI icon
1612
Invesco NASDAQ Internet ETF
PNQI
$535M
$84.3K ﹤0.01%
1,510
-167
-10% -$8.97K
DFEM icon
1613
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.67B
$84.2K ﹤0.01%
2,627
+2,456
+1,436% +$75.8K
LRNZ icon
1614
TrueShares Technology AI & Deep Learning ETF
LRNZ
$37.4M
$83.9K ﹤0.01%
1,844
+133
+8% +$5.85K
SUSA icon
1615
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
$83.8K ﹤0.01%
618
-47
-7% -$6.14K
CALF icon
1616
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.78B
$83.7K ﹤0.01%
1,911
-1,081
-36% -$45.6K
DMAY icon
1617
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$83.2K ﹤0.01%
1,877
– –
MAYM
1618
FT Vest U.S. Equity Max Buffer ETF - May
MAYM
$38.6M
$82.9K ﹤0.01%
2,607
-1,683
-39% -$53.1K
DBEF icon
1619
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.2B
$82.6K ﹤0.01%
1,781
-17,073
-91% -$771K
GSEP icon
1620
FT Vest US Equity Moderate Buffer ETF September
GSEP
$352M
$82.4K ﹤0.01%
2,163
– –
VAW icon
1621
Vanguard Materials ETF
VAW
$3.03B
$81.9K ﹤0.01%
400
+100
+33% +$20.3K
IG icon
1622
Principal Investment Grade Corporate Active ETF
IG
$198M
$81.7K ﹤0.01%
+3,870
New +$80.6K
HYGV icon
1623
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$81.2K ﹤0.01%
1,972
-299
-13% -$12.2K
EIPI
1624
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
$81.1K ﹤0.01%
4,090
-49
-1% -$967
SLQD icon
1625
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$79.8K ﹤0.01%
1,570
-9
-0.6% -$455
63 64
65
66 67

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.