AWM
DOCT

AE Wealth Management’s FT Vest US Equity Deep Buffer ETF October DOCT Stock Holding History

AE Wealth Management’s Portfolio DOCT Stock Details DOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$87.1K Hold
2,005
– – ﹤0.01% 1842
2025
Q4 		$88.8K Hold
2,005
– – ﹤0.01% 1730
2025
Q3 		$86.6K Sell
2,005
-1,165
-37% -$49K ﹤0.01% 1602
2025
Q2 		$130K Sell
3,170
-19,812
-86% -$773K ﹤0.01% 1411
2025
Q1 		$881K Sell
22,982
-7,148
-24% -$282K 0.01% 741
2024
Q4 		$1.19M Sell
30,130
-560
-2% -$22K 0.01% 665
2024
Q3 		$1.2M Sell
30,690
-2,083
-6% -$80.5K 0.01% 658
2024
Q2 		$1.26M Sell
32,773
-1,697
-5% -$64.3K 0.01% 648
2024
Q1 		$1.3M Sell
34,470
-25,112
-42% -$930K 0.01% 597
2023
Q4 		$2.2M Sell
59,582
-68,307
-53% -$2.41M 0.01% 873
2023
Q3 		$4.43M Buy
127,889
+2,548
+2% +$89.5K 0.03% 579
2023
Q2 		$4.37M Sell
125,341
-57,913
-32% -$1.94M 0.03% 583
2023
Q1 		$6.02M Buy
183,254
+2,799
+2% +$90.1K 0.04% 460
2022
Q4 		$5.65M Sell
180,455
-207,117
-53% -$6.45M 0.04% 444
2022
Q3 		$11.8M Buy
387,572
+332,888
+609% +$10.2M 0.09% 231
2022
Q2 		$1.66M Buy
54,684
+5,415
+11% +$169K 0.01% 725
2022
Q1 		$1.61M Buy
49,269
+7,317
+17% +$237K 0.01% 760
2021
Q4 		$1.39M Buy
41,952
+35,014
+505% +$1.15M 0.01% 816
2021
Q3 		$225K Buy
+6,938
New +$224K ﹤0.01% 1487

Other funds holding DOCT

OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
OAJ
Ogorek Anthony Joseph Williamsville, New York $365M AUM 18.21% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
MA
Mutual Advisors Omaha, Nebraska $4.66B AUM 17.48% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return
LC
LCNB Corp Lebanon, Ohio $297M AUM 22.17% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SP
Sequent Planning Omaha, Nebraska $414M AUM 14.63% 1-Year Est. Return