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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGRO icon
1526
JPMorgan Active Growth ETF
JGRO
$9.31B
$199K ﹤0.01%
2,146
+1,212
+130% +$114K
DFAS icon
1527
Dimensional US Small Cap ETF
DFAS
$15.4B
$198K ﹤0.01%
2,844
+180
+7% +$12.4K
JBLU icon
1528
JetBlue
JBLU
$2.29B
$196K ﹤0.01%
43,113
+9,295
+27% +$42.4K
FEBW icon
1529
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
$197M
$191K ﹤0.01%
5,627
-652
-10% -$21.8K
HEQT icon
1530
Simplify Hedged Equity ETF
HEQT
$298M
$190K ﹤0.01%
5,932
-730
-11% -$23.1K
LRNZ icon
1531
TrueShares Technology AI & Deep Learning ETF
LRNZ
$38.1M
$190K ﹤0.01%
3,984
+2,140
+116% +$104K
FEBM
1532
FT Vest U.S. Equity Max Buffer ETF - February
FEBM
$47.8M
$190K ﹤0.01%
6,244
– –
LUMN icon
1533
Lumen
LUMN
$6.76B
$188K ﹤0.01%
24,188
-1,265
-5% -$10.4K
SCHI icon
1534
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$188K ﹤0.01%
8,175
-822
-9% -$18.9K
RWO icon
1535
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$187K ﹤0.01%
4,151
+63
+2% +$2.87K
NMAR
1536
Innovator Growth-100 Power Buffer ETF - March
NMAR
$92.4M
$186K ﹤0.01%
6,298
– –
BBUS icon
1537
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.78B
$186K ﹤0.01%
1,507
+1,409
+1,438% +$172K
HLN icon
1538
Haleon
HLN
$44.5B
$185K ﹤0.01%
18,311
-1,885
-9% -$17.9K
PFFD icon
1539
Global X US Preferred ETF
PFFD
$2.15B
$184K ﹤0.01%
9,712
-1,401
-13% -$26.8K
LIT icon
1540
Global X Lithium & Battery Tech ETF
LIT
$1.53B
$183K ﹤0.01%
2,827
-535
-16% -$33K
IGPT icon
1541
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$183K ﹤0.01%
3,082
– –
DIVO icon
1542
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.51B
$182K ﹤0.01%
4,092
+1,388
+51% +$62.5K
RMM
1543
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$181K ﹤0.01%
13,300
– –
SAN icon
1544
Banco Santander
SAN
$202B
$180K ﹤0.01%
15,355
+1,599
+12% +$17K
GNW icon
1545
Genworth Financial
GNW
$3.81B
$180K ﹤0.01%
19,911
+7,496
+60% +$65.3K
KJUL icon
1546
Innovator US Small Cap Power Buffer ETF July
KJUL
$208M
$179K ﹤0.01%
5,655
– –
RING icon
1547
iShares MSCI Global Gold Miners ETF
RING
$2.34B
$179K ﹤0.01%
2,425
+2,009
+483% +$136K
DIVB icon
1548
iShares Core Dividend ETF
DIVB
$1.68B
$178K ﹤0.01%
3,341
-127
-4% -$6.66K
GDE icon
1549
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
$437M
$177K ﹤0.01%
2,875
+917
+47% +$55K
KRE icon
1550
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$177K ﹤0.01%
2,728
+406
+17% +$25.5K
60 61
62
63 64

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.