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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPR icon
1501
Innovator Equity Defined Protection ETF - 2 Yr to April 2028
AAPR
$72.1M
$126K ﹤0.01%
4,528
-88
-2% -$2.43K
DAPR icon
1502
FT Vest US Equity Deep Buffer ETF April
DAPR
$305M
$126K ﹤0.01%
3,260
-567
-15% -$21.6K
AJAN icon
1503
Innovator Equity Defined Protection ETF - 2 Yr to January 2028
AJAN
$42.4M
$125K ﹤0.01%
4,563
– –
KAPR icon
1504
Innovator US Small Cap Power Buffer ETF April
KAPR
$213M
$125K ﹤0.01%
3,660
+131
+4% +$4.37K
VIGI icon
1505
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$125K ﹤0.01%
1,395
+305
+28% +$27.2K
SCHH icon
1506
Schwab US REIT ETF
SCHH
$11.7B
$125K ﹤0.01%
5,787
+1,483
+34% +$31.6K
TSPA icon
1507
T. Rowe Price US Equity Research ETF
TSPA
$4.12B
$124K ﹤0.01%
2,948
-414
-12% -$16.7K
IGM icon
1508
iShares Expanded Tech Sector ETF
IGM
$9.57B
$123K ﹤0.01%
979
+290
+42% +$34.2K
FXR icon
1509
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$123K ﹤0.01%
1,577
+1,234
+360% +$96.2K
KDEC
1510
Innovator U.S. Small Cap Power Buffer ETF - December
KDEC
$72.1M
$123K ﹤0.01%
4,827
– –
PSFF icon
1511
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$123K ﹤0.01%
+3,890
New +$121K
CONY icon
1512
YieldMax COIN Option Income Strategy ETF
CONY
$344M
$123K ﹤0.01%
1,785
+833
+88% +$65.6K
HYXF icon
1513
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$121K ﹤0.01%
2,551
+389
+18% +$18.4K
UAUG icon
1514
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$121K ﹤0.01%
3,081
+765
+33% +$29.4K
DIVO icon
1515
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.45B
$121K ﹤0.01%
2,704
+358
+15% +$15.5K
PWB icon
1516
Invesco Large Cap Growth ETF
PWB
$2.17B
$120K ﹤0.01%
958
-1
-0.1% -$120
PRFZ icon
1517
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
$120K ﹤0.01%
2,643
-5
-0.2% -$217
TFI icon
1518
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$119K ﹤0.01%
2,622
+658
+34% +$29.5K
POWA icon
1519
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$119K ﹤0.01%
1,313
-3,573
-73% -$318K
RITM icon
1520
Rithm Capital
RITM
$5.58B
$118K ﹤0.01%
+10,403
New +$126K
ACWI icon
1521
iShares MSCI ACWI ETF
ACWI
$32B
$118K ﹤0.01%
857
+142
+20% +$18.9K
DTD icon
1522
WisdomTree US Total Dividend Fund
DTD
$1.64B
$118K ﹤0.01%
1,402
– –
AOHY icon
1523
Angel Oak High Yield Opportunities ETF
AOHY
$124M
$116K ﹤0.01%
10,353
+8,986
+657% +$100K
CRF
1524
Cornerstone Total Return Fund
CRF
$1.13B
$116K ﹤0.01%
14,369
-504
-3% -$3.96K
IMCG icon
1525
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$115K ﹤0.01%
1,396
-16,770
-92% -$1.37M
59 60
61
62 63

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.