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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUGT icon
1476
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$840M
$144K ﹤0.01%
934
– –
SAN icon
1477
Banco Santander
SAN
$191B
$144K ﹤0.01%
13,756
-4,716
-26% -$43.9K
PGX icon
1478
Invesco Preferred ETF
PGX
$3.79B
$144K ﹤0.01%
12,384
-3,735
-23% -$42.8K
MAGS icon
1479
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.78B
$143K ﹤0.01%
+2,205
New +$132K
UFEB icon
1480
Innovator US Equity Ultra Buffer ETF February
UFEB
$236M
$143K ﹤0.01%
3,991
-241
-6% -$8.44K
FNOV icon
1481
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$143K ﹤0.01%
2,698
-243
-8% -$12.5K
JPLD icon
1482
JPMorgan Limited Duration Bond ETF
JPLD
$3.95B
$142K ﹤0.01%
2,705
+2,344
+649% +$122K
SRET icon
1483
Global X SuperDividend REIT ETF
SRET
$238M
$141K ﹤0.01%
6,532
+3,003
+85% +$64.5K
SCHY icon
1484
Schwab International Dividend Equity ETF
SCHY
$2.49B
$140K ﹤0.01%
+4,995
New +$139K
AHRT
1485
AH Realty Trust
AHRT
$536M
$139K ﹤0.01%
+19,883
New +$141K
CWI icon
1486
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
$139K ﹤0.01%
3,986
+1,085
+37% +$36.3K
DDEC icon
1487
FT Vest US Equity Deep Buffer ETF December
DDEC
$425M
$138K ﹤0.01%
3,142
+77
+3% +$3.29K
SYLD icon
1488
Cambria Shareholder Yield ETF
SYLD
$1B
$136K ﹤0.01%
1,986
– –
RBKB icon
1489
Rhinebeck Bancorp
RBKB
$193M
$136K ﹤0.01%
+11,946
New +$150K
JHMD icon
1490
John Hancock Multifactor Developed International ETF
JHMD
$947M
$135K ﹤0.01%
+3,380
New +$132K
MPT
1491
Medical Properties Trust
MPT
$2.84B
$133K ﹤0.01%
26,161
-17,752
-40% -$78.2K
FLXR
1492
TCW Flexible Income ETF
FLXR
$3.45B
$131K ﹤0.01%
3,294
+58
+2% +$2.3K
ESGD icon
1493
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$131K ﹤0.01%
1,410
+511
+57% +$46.2K
UCON icon
1494
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$131K ﹤0.01%
5,200
+1,142
+28% +$28.5K
DES icon
1495
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$130K ﹤0.01%
3,873
– –
MARW icon
1496
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
$86.4M
$130K ﹤0.01%
3,875
-10
-0.3% -$331
SIL icon
1497
Global X Silver Miners ETF NEW
SIL
$3.93B
$130K ﹤0.01%
1,815
+820
+82% +$46K
SDG icon
1498
iShares MSCI Global Sustainable Development Goals ETF
SDG
$168M
$130K ﹤0.01%
1,559
+1,151
+282% +$92.4K
FXI icon
1499
iShares China Large-Cap ETF
FXI
$4.32B
$129K ﹤0.01%
3,137
-1,750
-36% -$67.6K
QCAP
1500
FT Vest Nasdaq-100 Conservative Buffer ETF - April
QCAP
$123M
$129K ﹤0.01%
5,520
– –
58 59
60
61 62

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.