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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
1376
Sixth Street Specialty
TSLX
$1.67B
– –
-12,093
Closed -$199K
TWO
1377
Two Harbors Investment
TWO
$1.27B
– –
-10,953
Closed -$221K
UCON icon
1378
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
– –
-8,594
Closed -$221K
UDR icon
1379
UDR
UDR
$12.9B
– –
-19,407
Closed -$725K
UNIT
1380
Uniti Group
UNIT
$2.52B
– –
-11,118
Closed -$104K
USMF icon
1381
WisdomTree US Multifactor Fund
USMF
$293M
– –
-19,418
Closed -$579K
VAW icon
1382
Vanguard Materials ETF
VAW
$3.01B
– –
-27,806
Closed -$3.35M
VIOV icon
1383
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
– –
-16,232
Closed -$847K
VWOB icon
1384
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
– –
-6,052
Closed -$471K
VYMI icon
1385
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
– –
-3,989
Closed -$204K
WCLD
1386
WisdomTree Cloud Computing Fund
WCLD
$270M
– –
-117,576
Closed -$4.58M
WD icon
1387
Walker & Dunlop
WD
$1.73B
– –
-9,164
Closed -$466K
WEN icon
1388
Wendy's
WEN
$1.46B
– –
-33,069
Closed -$720K
WYNN icon
1389
Wynn Resorts
WYNN
$10.3B
– –
-2,973
Closed -$221K
YUMC icon
1390
CALL
Yum China
YUMC
$15.7B
– –
-1,000
Closed -$5K
UFOX
1391
Defiance Space and Connective Tech ETF
UFOX
$795M
– –
-8,024
Closed -$219K
BIG
1392
DELISTED
Big Lots, Inc.
BIG
– –
-14,116
Closed -$593K
ETRN
1393
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-11,734
Closed -$98K
AVGR
1394
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
-40
Closed -$4K
NVTA
1395
DELISTED
Invitae Corporation
NVTA
– –
-73,237
Closed -$2.22M
MMP
1396
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-6,044
Closed -$261K
SPPI
1397
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-10,744
Closed -$36K
FRC
1398
DELISTED
First Republic Bank
FRC
– –
-7,524
Closed -$797K
TMX
1399
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-16,275
Closed -$581K
MIC
1400
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-18,365
Closed -$564K
53 54 55
56
57

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.