AWM
UFOX

AE Wealth Management’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

AE Wealth Management’s Portfolio UFOX Stock Details UFOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$275K Buy
4,038
+595
+17% +$40K ﹤0.01% 1429
2025
Q4 		$220K Sell
3,443
-298
-8% -$19.3K ﹤0.01% 1474
2025
Q3 		$231K Sell
3,741
-258
-6% -$14.7K ﹤0.01% 1329
2025
Q2 		$211K Buy
3,999
+3
+0.1% +$135 ﹤0.01% 1285
2025
Q1 		$170K Sell
3,996
-433
-10% -$20.6K ﹤0.01% 1320
2024
Q4 		$211K Buy
+4,429
New +$204K ﹤0.01% 1254
2024
Q1 		– Sell
-7,014
Closed -$261K – 2047
2023
Q4 		$261K Buy
+7,014
New +$227K ﹤0.01% 1780
2023
Q2 		– Sell
-35,394
Closed -$1.16M – 2070
2023
Q1 		$1.16M Buy
35,394
+729
+2% +$23.4K 0.01% 987
2022
Q4 		$1.04M Sell
34,665
-4,448
-11% -$134K 0.01% 966
2022
Q3 		$1.12M Buy
39,113
+13,848
+55% +$456K 0.01% 903
2022
Q2 		$796K Sell
25,265
-5,494
-18% -$188K 0.01% 973
2022
Q1 		$1.16M Sell
30,759
-8,721
-22% -$331K 0.01% 872
2021
Q4 		$1.65M Buy
39,480
+6,620
+20% +$261K 0.01% 761
2021
Q3 		$1.19M Buy
32,860
+14,676
+81% +$556K 0.01% 818
2021
Q2 		$692K Buy
18,184
+22
+0.1% +$804 0.01% 994
2021
Q1 		$639K Buy
18,162
+8,188
+82% +$287K 0.01% 920
2020
Q4 		$335K Buy
+9,974
New +$311K ﹤0.01% 1103
2020
Q3 		– Sell
-8,024
Closed -$219K – 1396
2020
Q2 		$219K Buy
+8,024
New +$203K ﹤0.01% 1127

Other funds holding UFOX

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
KL
KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

AE Wealth Management's UFOX Position: Q1 2026 in Review

AE Wealth Management increased its Defiance Space and Connective Tech ETF (UFOX) stake by 17% in Q1 2026, buying an estimated $40K and bringing the position to 4,038 shares worth $275K. The position accounts for ﹤0.01% of the portfolio, ranked #1429.

AE Wealth Management first reported a position in UFOX in Q2 2020 and has held it in 18 quarters since. The position peaked at $1.65M in Q4 2021. 161 funds tracked by Wall St. Rank hold UFOX as of Q1 2026.

  • AE Wealth Management held 4,038 shares of Defiance Space and Connective Tech ETF worth $275K as of Q1 2026.
  • AE Wealth Management bought 595 Defiance Space and Connective Tech ETF shares in Q1 2026, an estimated $40K.
  • Defiance Space and Connective Tech ETF made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1429 holding.
  • AE Wealth Management first reported a position in Defiance Space and Connective Tech ETF in Q2 2020 and has held it in 18 quarters since.
  • AE Wealth Management's Defiance Space and Connective Tech ETF position peaked at $1.65M in Q4 2021.
  • 161 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.