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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NET icon
1226
Cloudflare
NET
$96B
$273K ﹤0.01%
1,273
+138
+12% +$28.2K
CSGS
1227
DELISTED
CSG Systems International
CSGS
$273K ﹤0.01%
+4,243
New +$270K
NOVM
1228
FT Vest U.S. Equity Max Buffer ETF - November
NOVM
$27.9M
$273K ﹤0.01%
8,488
– –
HELO icon
1229
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.5B
$272K ﹤0.01%
4,191
+2,612
+165% +$167K
IR icon
1230
Ingersoll Rand
IR
$33.1B
$272K ﹤0.01%
3,294
+378
+13% +$31K
AVAV icon
1231
AeroVironment
AVAV
$7.19B
$272K ﹤0.01%
+864
New +$224K
GSLC icon
1232
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$271K ﹤0.01%
2,082
-1,058
-34% -$133K
CBRL icon
1233
Cracker Barrel
CBRL
$1.26B
$271K ﹤0.01%
6,152
+1,582
+35% +$91.4K
G icon
1234
Genpact
G
$6.22B
$271K ﹤0.01%
6,467
+444
+7% +$19.5K
EBND icon
1235
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$270K ﹤0.01%
12,656
+475
+4% +$10.1K
RL icon
1236
Ralph Lauren
RL
$22.4B
$270K ﹤0.01%
+862
New +$257K
OTIS icon
1237
Otis Worldwide
OTIS
$27.9B
$270K ﹤0.01%
2,949
-896
-23% -$81.3K
CZR icon
1238
Caesars Entertainment
CZR
$6.06B
$270K ﹤0.01%
+9,976
New +$270K
IHI icon
1239
iShares US Medical Devices ETF
IHI
$3.17B
$269K ﹤0.01%
4,485
+1,601
+56% +$97.9K
NCLH icon
1240
Norwegian Cruise Line
NCLH
$9.53B
$268K ﹤0.01%
+10,887
New +$264K
SUSC icon
1241
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$268K ﹤0.01%
11,376
+88
+0.8% +$2.05K
MMIT icon
1242
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$268K ﹤0.01%
11,022
+105
+1% +$2.51K
STXF
1243
Strive 500 ETF
STXF
$1.09B
$266K ﹤0.01%
6,159
+1,383
+29% +$57.4K
PTY icon
1244
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$266K ﹤0.01%
18,399
+1,065
+6% +$15K
SPYI icon
1245
NEOS S&P 500 High Income ETF
SPYI
$10.5B
$265K ﹤0.01%
5,058
+2,809
+125% +$144K
USFD icon
1246
US Foods
USFD
$22.5B
$264K ﹤0.01%
+3,443
New +$274K
CGGR icon
1247
Capital Group Growth ETF
CGGR
$23.2B
$263K ﹤0.01%
+5,993
New +$253K
BLD
1248
DELISTED
TopBuild
BLD
$262K ﹤0.01%
671
+4
+0.6% +$1.6K
STRN
1249
SMART Trend 25 ETF
STRN
$18.5M
$262K ﹤0.01%
+11,928
New +$250K
FNV icon
1250
Franco-Nevada
FNV
$41.3B
$260K ﹤0.01%
+1,169
New +$211K
48 49
50
51 52

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.