AE Wealth Management’s FT Vest U.S. Equity Max Buffer ETF - November NOVM Stock Holding History

AE Wealth Management’s Portfolio NOVM Stock Details NOVM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$407K	Hold	12,438	–	–	﹤0.01%	1212
2025 Q4	$409K	Buy	12,438 +3,950	+47%	+$128K	﹤0.01%	1153
2025 Q3	$273K	Hold	8,488	–	–	﹤0.01%	1228
2025 Q2	$267K	Sell	8,488 -1,045	-11%	-$32.1K	﹤0.01%	1159
2025 Q1	$290K	Sell	9,533 -3,850	-29%	-$118K	﹤0.01%	1103
2024 Q4	$409K	Buy	+13,383	New	+$410K	﹤0.01%	968

Other funds holding NOVM

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

Waverly Advisors Birmingham, Alabama $13.4B AUM 18.56% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

GFA

Gallagher Fiduciary Advisors Rolling Meadows, Illinois $2.58B AUM 8.97% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

AE Wealth Management's NOVM Position: Q1 2026 in Review

AE Wealth Management held its FT Vest U.S. Equity Max Buffer ETF - November (NOVM) position steady in Q1 2026 at 12,438 shares worth $407K. The position accounts for ﹤0.01% of the portfolio, ranked #1212.

AE Wealth Management first reported a position in NOVM in Q4 2024 and has held it in 6 quarters since. The position peaked at $409K in Q4 2024. 32 funds tracked by Wall St. Rank hold NOVM as of Q1 2026.

AE Wealth Management held 12,438 shares of FT Vest U.S. Equity Max Buffer ETF - November worth $407K as of Q1 2026.
AE Wealth Management left its FT Vest U.S. Equity Max Buffer ETF - November share count unchanged in Q1 2026.
FT Vest U.S. Equity Max Buffer ETF - November made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1212 holding.
AE Wealth Management first reported a position in FT Vest U.S. Equity Max Buffer ETF - November in Q4 2024 and has held it in 6 quarters since.
AE Wealth Management's FT Vest U.S. Equity Max Buffer ETF - November position peaked at $409K in Q4 2024.
32 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - November as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.