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NOVM

FT Vest U.S. Equity Max Buffer ETF - November

32 hedge funds and large institutions have $14.8M invested in FT Vest U.S. Equity Max Buffer ETF - November in 2026 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $15M → $14.8M (-$227K)

4.14% less ownership

Funds ownership: 58.83%54.7% (-4.1%)

6% less funds holding

Funds holding: 3432 (-2)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCFM
1
Clear Creek Financial Management
Washington
$2.86M +$67.4K +2,046 +2%
PAS
2
Park Avenue Securities
New York
$1.61M +$890K +27,032 +122%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$1.23M +$76K +2,309 +7%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.02M +$31.7K +962 +3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$915K -$33K -1,003 -3%
MFS
6
Madrona Financial Services
Washington
$646K -$1.98K -60 -0.3%
WA
7
Waverly Advisors
Alabama
$619K
MOS
8
MGO One Seven
Ohio
$616K
GFA
9
Gallagher Fiduciary Advisors
Illinois
$519K
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$502K -$249K -7,574 -33%
Truist Financial
11
Truist Financial
North Carolina
$416K +$32.9K +998 +9%
GEA
12
Glen Eagle Advisors
New Jersey
$415K
AWM
13
AE Wealth Management
Kansas
$407K
CPP
14
Capasso Planning Partners
South Carolina
$394K
AAS
15
Ameritas Advisory Services
Nebraska
$345K
KAS
16
Kestra Advisory Services
Texas
$283K -$108K -3,277 -27%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$277K -$198 -6 -0.1%
IFG
18
Independent Financial Group
California
$251K
PWP
19
Prasad Wealth Partners
Ohio
$249K
BWS
20
Buck Wealth Strategies
Colorado
$235K
VFG
21
Victory Financial Group
Texas
$233K
Citadel Advisors
22
Citadel Advisors
Florida
$212K +$213K +6,474 New
GWM
23
Geneos Wealth Management
Colorado
$196K -$8.23K -250 -4%
ASN
24
Advisory Services Network
Georgia
$110K -$198K -6,000 -64%
CAL
25
Capital Analysts LLC
Pennsylvania
$48K

NOVM Hedge Fund Activity: Q1 2026 in Review

32 of the 8,128 institutional investors tracked by Wall St. Rank reported a position in FT Vest U.S. Equity Max Buffer ETF - November (NOVM) for Q1 2026, worth a combined $14.8M — down 1.5% from $15M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NOVM and 1 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was Park Avenue Securities, adding an estimated $890K. The largest seller was Old Mission Capital, exiting entirely with an estimated $401K sold.

  • 32 institutional investors held FT Vest U.S. Equity Max Buffer ETF - November (NOVM) as of Q1 2026, down from 34 in Q4 2025.
  • Funds reported $14.8M of FT Vest U.S. Equity Max Buffer ETF - November stock for Q1 2026, down 1.5% quarter-over-quarter.
  • 1 fund opened new FT Vest U.S. Equity Max Buffer ETF - November positions in Q1 2026 and 3 closed out, a net change of -2 holders.
  • The largest FT Vest U.S. Equity Max Buffer ETF - November buyer in Q1 2026 was Park Avenue Securities, an estimated $890K added.
  • The largest FT Vest U.S. Equity Max Buffer ETF - November seller in Q1 2026 was Old Mission Capital, an estimated $401K sold.

Based on aggregated 13F filings for Q1 2026.