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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTC
1201
Grayscale Bitcoin Mini Trust ETF
BTC
$3.4B
$417K ﹤0.01%
13,918
+7,450
+115% +$252K
DFSD
1202
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.03B
$417K ﹤0.01%
8,708
+719
+9% +$34.6K
DG icon
1203
Dollar General
DG
$25.9B
$417K ﹤0.01%
3,509
+112
+3% +$16K
KAUG
1204
Innovator U.S. Small Cap Power Buffer ETF - August
KAUG
$59M
$416K ﹤0.01%
15,502
-270
-2% -$7.3K
GDEC icon
1205
FT Vest US Equity Moderate Buffer ETF December
GDEC
$439M
$412K ﹤0.01%
11,130
+1,645
+17% +$62.1K
HRB icon
1206
H&R Block
HRB
$5.18B
$412K ﹤0.01%
12,974
-1,323
-9% -$46.1K
SEIC icon
1207
SEI Investments
SEIC
$11.9B
$410K ﹤0.01%
5,227
+977
+23% +$80.5K
CGDG icon
1208
Capital Group Dividend Growers ETF
CGDG
$5.38B
$410K ﹤0.01%
+11,413
New +$418K
KNX icon
1209
Knight Transportation
KNX
$11.8B
$409K ﹤0.01%
7,107
+958
+16% +$54.9K
PFF icon
1210
iShares Preferred and Income Securities ETF
PFF
$13.2B
$408K ﹤0.01%
13,445
-8,146
-38% -$255K
PALL icon
1211
abrdn Physical Palladium Shares ETF
PALL
$603M
$407K ﹤0.01%
15,105
+6,180
+69% +$191K
NOVM
1212
FT Vest U.S. Equity Max Buffer ETF - November
NOVM
$27.9M
$407K ﹤0.01%
12,438
– –
PRA
1213
DELISTED
ProAssurance
PRA
$407K ﹤0.01%
16,447
+2,834
+21% +$69.2K
SEPM
1214
FT Vest U.S. Equity Max Buffer ETF - September
SEPM
$31.3M
$406K ﹤0.01%
12,809
+2
+0% +$64
SYF icon
1215
Synchrony
SYF
$23.7B
$405K ﹤0.01%
5,960
-5
-0.1% -$364
EW icon
1216
Edwards Lifesciences
EW
$47.6B
$404K ﹤0.01%
5,051
+1,091
+28% +$89.9K
SOFI icon
1217
SoFi Technologies
SOFI
$21.1B
$402K ﹤0.01%
25,290
+3,273
+15% +$69K
NJUN
1218
Innovator Growth-100 Power Buffer ETF - June
NJUN
$168M
$400K ﹤0.01%
12,782
– –
MGA icon
1219
Magna International
MGA
$17.9B
$400K ﹤0.01%
7,162
+1,970
+38% +$113K
AVUS icon
1220
Avantis US Equity ETF
AVUS
$13.8B
$399K ﹤0.01%
3,592
-5,753
-62% -$659K
RPM icon
1221
RPM International
RPM
$13.7B
$399K ﹤0.01%
4,011
+523
+15% +$56.5K
ACWV icon
1222
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$398K ﹤0.01%
3,333
-51
-2% -$6.18K
BMO icon
1223
Bank of Montreal
BMO
$125B
$398K ﹤0.01%
2,942
-243
-8% -$33.8K
LEU icon
1224
Centrus Energy
LEU
$3.22B
$396K ﹤0.01%
2,282
-9,698
-81% -$2.34M
GMUB
1225
Goldman Sachs Municipal Income ETF
GMUB
$299M
$396K ﹤0.01%
7,773
+5,516
+244% +$284K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.