AWM
KAUG

AE Wealth Management’s Innovator U.S. Small Cap Power Buffer ETF - August KAUG Stock Holding History

AE Wealth Management’s Portfolio KAUG Stock Details KAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$416K Sell
15,502
-270
-2% -$7.3K ﹤0.01% 1204
2025
Q4 		$418K Hold
15,772
– – ﹤0.01% 1141
2025
Q3 		$410K Buy
15,772
+898
+6% +$22.7K ﹤0.01% 1046
2025
Q2 		$370K Sell
14,874
-200
-1% -$4.82K ﹤0.01% 1028
2025
Q1 		$362K Hold
15,074
– – ﹤0.01% 1016
2024
Q4 		$379K Hold
15,074
– – ﹤0.01% 998
2024
Q3 		$377K Buy
+15,074
New +$369K ﹤0.01% 962

Other funds holding KAUG

GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
BMM
Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
FHC
First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
CW
Cornerstone Wealth Greeneville, Tennessee $178M AUM
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

AE Wealth Management's KAUG Position: Q1 2026 in Review

AE Wealth Management reduced its Innovator U.S. Small Cap Power Buffer ETF - August (KAUG) stake by 1.7% in Q1 2026, selling an estimated $7.3K and leaving 15,502 shares worth $416K. The position accounts for ﹤0.01% of the portfolio, ranked #1204.

AE Wealth Management first reported a position in KAUG in Q3 2024 and has held it in 7 quarters since. The position peaked at $418K in Q4 2025. 43 funds tracked by Wall St. Rank hold KAUG as of Q1 2026.

  • AE Wealth Management held 15,502 shares of Innovator U.S. Small Cap Power Buffer ETF - August worth $416K as of Q1 2026.
  • AE Wealth Management sold 270 Innovator U.S. Small Cap Power Buffer ETF - August shares in Q1 2026, an estimated $7.3K.
  • Innovator U.S. Small Cap Power Buffer ETF - August made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1204 holding.
  • AE Wealth Management first reported a position in Innovator U.S. Small Cap Power Buffer ETF - August in Q3 2024 and has held it in 7 quarters since.
  • AE Wealth Management's Innovator U.S. Small Cap Power Buffer ETF - August position peaked at $418K in Q4 2025.
  • 43 funds tracked by Wall St. Rank held Innovator U.S. Small Cap Power Buffer ETF - August as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.