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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
1176
XPO
XPO
$23.4B
$307K ﹤0.01%
2,374
-14
-0.6% -$1.82K
OCTW icon
1177
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$319M
$306K ﹤0.01%
7,984
-1,667,647
-100% -$62.9M
SMLF icon
1178
iShares US Small Cap Equity Factor ETF
SMLF
$4.05B
$306K ﹤0.01%
4,115
+3,878
+1,636% +$277K
SOLV icon
1179
Solventum
SOLV
$15.3B
$305K ﹤0.01%
4,173
-398
-9% -$29.2K
SPTS icon
1180
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$299K ﹤0.01%
10,184
-1,762
-15% -$51.5K
IYJ icon
1181
iShares US Industrials ETF
IYJ
$1.95B
$298K ﹤0.01%
2,041
-40
-2% -$5.79K
HLT icon
1182
Hilton Worldwide
HLT
$72.4B
$298K ﹤0.01%
1,147
+15
+1% +$4.05K
DLR icon
1183
Digital Realty Trust
DLR
$69.6B
$298K ﹤0.01%
1,722
+111
+7% +$19K
NAD icon
1184
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$297K ﹤0.01%
25,398
+7,236
+40% +$82.3K
XOP icon
1185
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$297K ﹤0.01%
2,245
-372
-14% -$48K
VEU icon
1186
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$296K ﹤0.01%
4,145
-245
-6% -$16.9K
RPM icon
1187
RPM International
RPM
$13.8B
$295K ﹤0.01%
2,503
-59
-2% -$7.08K
BUD icon
1188
AB InBev
BUD
$164B
$294K ﹤0.01%
4,937
-31
-0.6% -$1.95K
RBA icon
1189
RB Global
RBA
$21.5B
$293K ﹤0.01%
2,701
-65
-2% -$7.29K
SGRT
1190
SMART Earnings Growth 30 ETF
SGRT
$49M
$291K ﹤0.01%
+12,355
New +$269K
BSEP icon
1191
Innovator US Equity Buffer ETF September
BSEP
$214M
$291K ﹤0.01%
6,024
+696
+13% +$32.5K
APAM icon
1192
Artisan Partners
APAM
$2.86B
$291K ﹤0.01%
6,697
+857
+15% +$39.5K
KVUE icon
1193
Kenvue
KVUE
$38B
$291K ﹤0.01%
17,909
-5,519
-24% -$113K
GNL icon
1194
Global Net Lease
GNL
$1.87B
$290K ﹤0.01%
35,693
+10,574
+42% +$80.7K
TDG icon
1195
TransDigm Group
TDG
$70.7B
$290K ﹤0.01%
220
+66
+43% +$94.3K
VLTO icon
1196
Veralto
VLTO
$24.1B
$289K ﹤0.01%
+2,715
New +$286K
NFLY icon
1197
YieldMax NFLX Option Income Strategy ETF
NFLY
$39.8M
$289K ﹤0.01%
+17,735
New +$306K
UAPR icon
1198
Innovator US Equity Ultra Buffer ETF April
UAPR
$156M
$288K ﹤0.01%
8,958
+127
+1% +$4.03K
ARKF icon
1199
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$288K ﹤0.01%
5,067
+1,220
+32% +$65.6K
SCHE icon
1200
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$286K ﹤0.01%
8,578
+2,183
+34% +$68.8K
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.