We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEN
1176
DELISTED
ZENDESK INC
ZEN
$204K ﹤0.01%
1,985
-4,491
-69% -$420K
ERIC icon
1177
Ericsson
ERIC
$32.1B
$203K ﹤0.01%
18,623
-92
-0.5% -$1.02K
HII icon
1178
Huntington Ingalls Industries
HII
$11B
$202K ﹤0.01%
1,438
-14
-1% -$2.25K
HTGC icon
1179
Hercules Capital
HTGC
$2.99B
$202K ﹤0.01%
17,501
-5,437
-24% -$60.5K
NNN icon
1180
NNN REIT
NNN
$9.29B
$201K ﹤0.01%
5,833
-52
-0.9% -$1.86K
WDC icon
1181
Western Digital
WDC
$159B
$201K ﹤0.01%
7,283
-21,987
-75% -$654K
GBDC icon
1182
Golub Capital BDC
GBDC
$3.33B
$197K ﹤0.01%
14,881
-2,718
-15% -$33.9K
UBS icon
1183
UBS Group
UBS
$170B
$194K ﹤0.01%
17,434
+495
+3% +$5.93K
LAND
1184
Gladstone Land Corp
LAND
$365M
$188K ﹤0.01%
12,500
-12,500
-50% -$196K
RPAI
1185
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$186K ﹤0.01%
32,065
-1,764
-5% -$11.3K
MJ icon
1186
Amplify Alternative Harvest ETF
MJ
$96.9M
$185K ﹤0.01%
1,483
-100
-6% -$14.9K
OPP
1187
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$184K ﹤0.01%
13,565
-2,504
-16% -$35K
GOF icon
1188
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
$180K ﹤0.01%
10,224
-14,519
-59% -$256K
KREF
1189
KKR Real Estate Finance Trust
KREF
$466M
$170K ﹤0.01%
10,284
-13,216
-56% -$227K
BDJ icon
1190
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$157K ﹤0.01%
21,419
+3,269
+18% +$24.4K
JBLU icon
1191
JetBlue
JBLU
$2.13B
$154K ﹤0.01%
13,552
+1,224
+10% +$13.7K
IPFF
1192
DELISTED
iShares International Preferred Stock ETF
IPFF
$142K ﹤0.01%
10,125
-2,500
-20% -$34.6K
KGC icon
1193
Kinross Gold
KGC
$27.7B
$141K ﹤0.01%
15,952
+4,200
+36% +$36.3K
LAC
1194
DELISTED
Lithium Americas Corp. Common Shares
LAC
$140K ﹤0.01%
12,270
-500
-4% -$3.56K
PDT
1195
John Hancock Premium Dividend Fund
PDT
$635M
$136K ﹤0.01%
+10,890
New +$143K
RUTH
1196
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$130K ﹤0.01%
11,775
+95
+0.8% +$858
AMC icon
1197
AMC Entertainment Holdings
AMC
$2.45B
$129K ﹤0.01%
2,740
+1,180
+76% +$59.1K
VVR icon
1198
Invesco Senior Income Trust
VVR
$456M
$129K ﹤0.01%
35,234
+1,319
+4% +$4.71K
SSL icon
1199
Sasol
SSL
$7.4B
$127K ﹤0.01%
16,679
+995
+6% +$8.21K
WHF icon
1200
WhiteHorse Finance
WHF
$138M
$126K ﹤0.01%
12,850
-100
-0.8% -$1.03K
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.