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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUV icon
1101
Avantis US Small Cap Value ETF
AVUV
$30.3B
$367K ﹤0.01%
3,691
+392
+12% +$37.9K
ICF icon
1102
iShares Select U.S. REIT ETF
ICF
$2.13B
$365K ﹤0.01%
5,926
-425
-7% -$26K
SONY icon
1103
Sony
SONY
$137B
$365K ﹤0.01%
12,676
+3,522
+38% +$94.7K
AME icon
1104
Ametek
AME
$53.9B
$364K ﹤0.01%
1,938
+346
+22% +$63.7K
USEP icon
1105
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$364K ﹤0.01%
9,421
-24
-0.3% -$907
MCHP icon
1106
Microchip Technology
MCHP
$38.8B
$364K ﹤0.01%
5,663
-3,746
-40% -$254K
AVNM icon
1107
Avantis All International Markets Equity ETF
AVNM
$681M
$363K ﹤0.01%
+5,143
New +$348K
FERG icon
1108
Ferguson
FERG
$43.9B
$362K ﹤0.01%
1,610
+233
+17% +$52.8K
DG icon
1109
Dollar General
DG
$28.4B
$358K ﹤0.01%
3,464
-187
-5% -$20.5K
FELE icon
1110
Franklin Electric
FELE
$4.66B
$358K ﹤0.01%
3,755
-103
-3% -$9.74K
STAG icon
1111
STAG Industrial
STAG
$7.5B
$356K ﹤0.01%
10,076
+69
+0.7% +$2.46K
ALLY icon
1112
Ally Financial
ALLY
$13.1B
$355K ﹤0.01%
+9,066
New +$363K
IBHE
1113
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$353K ﹤0.01%
15,213
-71,624
-82% -$1.66M
SPOT icon
1114
Spotify
SPOT
$108B
$352K ﹤0.01%
505
-95
-16% -$66.4K
JAZZ icon
1115
Jazz Pharmaceuticals
JAZZ
$16.1B
$352K ﹤0.01%
2,667
+162
+6% +$19.4K
TOL icon
1116
Toll Brothers
TOL
$14B
$351K ﹤0.01%
2,543
-171
-6% -$22.3K
SEIC icon
1117
SEI Investments
SEIC
$12.3B
$351K ﹤0.01%
4,136
+459
+12% +$40.8K
FLMI icon
1118
Franklin Dynamic Municipal Bond ETF
FLMI
$2.29B
$349K ﹤0.01%
14,071
+1,039
+8% +$25.2K
TSN icon
1119
Tyson Foods
TSN
$21.5B
$348K ﹤0.01%
6,416
-12,508
-66% -$691K
WTRE icon
1120
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$347K ﹤0.01%
15,598
-6,559
-30% -$133K
BJUL icon
1121
Innovator US Equity Buffer ETF July
BJUL
$340M
$346K ﹤0.01%
6,974
+3,215
+86% +$155K
NEAR icon
1122
iShares Short Maturity Bond ETF
NEAR
$4.82B
$346K ﹤0.01%
6,746
+5,723
+559% +$292K
MMS icon
1123
Maximus
MMS
$3.32B
$346K ﹤0.01%
3,781
-20
-0.5% -$1.62K
GJUN icon
1124
FT Vest US Equity Moderate Buffer ETF June
GJUN
$509M
$345K ﹤0.01%
8,885
-1,493
-14% -$57.1K
BR icon
1125
Broadridge
BR
$18.4B
$344K ﹤0.01%
1,444
-41
-3% -$10.2K
43 44
45
46 47

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.