AWM
USEP icon

AE Wealth Management’s Innovator US Equity Ultra Buffer ETF September USEP Stock Holding History

AE Wealth Management’s Portfolio USEP Stock Details USEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$289K Sell
7,482
-2,359
-24% -$92.8K ﹤0.01% 1399
2025
Q4 		$387K Buy
9,841
+420
+4% +$16.4K ﹤0.01% 1184
2025
Q3 		$364K Sell
9,421
-24
-0.3% -$907 ﹤0.01% 1105
2025
Q2 		$348K Sell
9,445
-4,316
-31% -$151K ﹤0.01% 1049
2025
Q1 		$474K Buy
13,761
+3,362
+32% +$119K ﹤0.01% 937
2024
Q4 		$366K Buy
10,399
+47
+0.5% +$1.65K ﹤0.01% 1018
2024
Q3 		$360K Buy
10,352
+19
+0.2% +$647 ﹤0.01% 972
2024
Q2 		$349K Sell
10,333
-20
-0.2% -$663 ﹤0.01% 984
2024
Q1 		$341K Sell
10,353
-805
-7% -$25.9K ﹤0.01% 929
2023
Q4 		$355K Buy
11,158
+3,673
+49% +$110K ﹤0.01% 1618
2023
Q3 		$219K Sell
7,485
-528
-7% -$15.6K ﹤0.01% 1753
2023
Q2 		$235K Sell
8,013
-548,848
-99% -$15.4M ﹤0.01% 1688
2023
Q1 		$15.3M Buy
556,861
+128,820
+30% +$3.48M 0.1% 247
2022
Q4 		$11.3M Buy
428,041
+227,247
+113% +$5.97M 0.08% 288
2022
Q3 		$5.1M Buy
+200,794
New +$5.32M 0.04% 426

Other funds holding USEP

SA
Sovran Advisors San Diego, California $1.27B AUM 18.55% 1-Year Est. Return
KWA
Kellett Wealth Advisors Cincinnati, Ohio $184M AUM 17.21% 1-Year Est. Return
S
SignatureFD Atlanta, Georgia $6.53B AUM 20.48% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return
CVA
Central Valley Advisors Sacramento, California $366M AUM 16.87% 1-Year Est. Return

AE Wealth Management's USEP Position: Q1 2026 in Review

AE Wealth Management reduced its Innovator US Equity Ultra Buffer ETF September (USEP) stake by 24% in Q1 2026, selling an estimated $92.8K and leaving 7,482 shares worth $289K. The position accounts for ﹤0.01% of the portfolio, ranked #1399.

AE Wealth Management first reported a position in USEP in Q3 2022 and has held it in 15 quarters since. The position peaked at $15.3M in Q1 2023. 78 funds tracked by Wall St. Rank hold USEP as of Q1 2026.

  • AE Wealth Management held 7,482 shares of Innovator US Equity Ultra Buffer ETF September worth $289K as of Q1 2026.
  • AE Wealth Management sold 2,359 Innovator US Equity Ultra Buffer ETF September shares in Q1 2026, an estimated $92.8K.
  • Innovator US Equity Ultra Buffer ETF September made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1399 holding.
  • AE Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF September in Q3 2022 and has held it in 15 quarters since.
  • AE Wealth Management's Innovator US Equity Ultra Buffer ETF September position peaked at $15.3M in Q1 2023.
  • 78 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF September as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.