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Innovator US Equity Ultra Buffer ETF September

39 hedge funds and large institutions have $53.7M invested in Innovator US Equity Ultra Buffer ETF September in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

57% more capital invested

Capital invested by funds: $34.1M → $53.7M (+$19.6M)

25.84% more ownership

Funds ownership: 53.08%78.92% (+26%)

15% more funds holding

Funds holding: 3439 (+5)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
0.67%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
9
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ST
1
Sageworth Trust
Pennsylvania
$20M +$20.9M +787,598 New
AWM
2
AE Wealth Management
Kansas
$5.1M +$5.32M +200,794 New
AIC
3
Archer Investment Corporation
Indiana
$4.42M +$146K +5,513 +3%
DLHL
4
Donald L. Hagan LLC
Florida
$3.19M -$63K -2,377 -2%
SB
5
Strategic Blueprint
Georgia
$2.66M +$73.5K +2,777 +3%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.58M +$1.68M +63,262 +166%
AWM
7
Axxcess Wealth Management
California
$1.91M +$1.99M +75,297 New
AWA
8
Arete Wealth Advisors
Illinois
$1.39M -$89.8K -3,391 -6%
KAS
9
Kestra Advisory Services
Texas
$1.16M
HighTower Advisors
10
HighTower Advisors
Illinois
$1.06M -$61.4K -2,318 -5%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.03M +$866K +32,696 +412%
Jane Street
12
Jane Street
New York
$865K +$901K +34,025 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$864K +$239K +9,021 +36%
FA
14
Fermata Advisors
California
$850K -$564K -21,292 -39%
DIM
15
Delta Investment Management
California
$778K +$811K +30,620 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$676K -$12.4K -470 -2%
BCM
17
Brookstone Capital Management
Illinois
$629K +$657K +24,793 New
PWM
18
Palumbo Wealth Management
New York
$494K +$51.6K +1,948 +11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$453K +$94.8K +3,581 +25%
Truist Financial
20
Truist Financial
North Carolina
$438K +$110K +4,140 +32%
ICG
21
InterOcean Capital Group
Tennessee
$394K
BFC
22
Bedel Financial Consulting
Indiana
$381K
CWG
23
Cornerstone Wealth Group
North Carolina
$359K +$374K +14,116 New
AAS
24
Avantax Advisory Services
Texas
$318K +$68.2K +2,574 +26%
RPGK
25
Retirement Planning Group (Kansas)
Kansas
$272K +$284K +10,711 New

USEP Hedge Fund Activity: Q3 2022 in Review

39 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2022, worth a combined $53.7M — up 57% from $34.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new USEP positions and 7 closed out — a net gain of 5 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Sageworth Trust, opening a new position worth an estimated $20.9M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $8.39M sold.

  • 39 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2022, up from 34 in Q2 2022.
  • Funds reported $53.7M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2022, up 57% quarter-over-quarter.
  • 12 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2022 and 7 closed out, a net change of +5 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2022 was Sageworth Trust, an estimated $20.9M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2022 was Soltis Investment Advisors, an estimated $8.39M sold.

Based on aggregated 13F filings for Q3 2022.