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Innovator US Equity Ultra Buffer ETF September
USEP

54 hedge funds and large institutions have $69.6M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

21.18% more ownership

Funds ownership: 66.85% → 88.03% (+21%)

19% more capital invested

Capital invested by funds: $58.3M → $69.6M (+$11.3M)

15% more funds holding

Funds holding: 47 → 54 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

Holders
54
Holders Change
+7
Holders Change %
+14.89%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
14
Increased
14
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAG
SageView Advisory Group
California
+$13.3M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.74M
3
IWM
IHT Wealth Management
Illinois
+$1.4M
4
KAS
Kestra Advisory Services
Texas
+$1.27M
5
KWM
KFG Wealth Management
Indiana
+$917K

Top Sellers

Rank Fund Capital Flow
1
OWA
Outlook Wealth Advisors
Texas
-$2.27M
2
CFS
CGC Financial Services
Oregon
-$817K
3
OMC
Old Mission Capital
Illinois
-$476K
4
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
-$470K
5
FA
Fermata Advisors
California
-$464K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$14.8M +$825K +27,476 +6%
OWA
2
Outlook Wealth Advisors
Texas
$14.5M -$2.27M -75,753 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.92M +$3.74M +124,534 +24,371%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.4M +$166K +5,542 +5%
AIC
5
Archer Investment Corporation
Indiana
$3.33M +$48.7K +1,622 +2%
Osaic Holdings
6
Osaic Holdings
Arizona
$2.6M -$321K -10,681 -11%
KWM
7
KFG Wealth Management
Indiana
$2.36M +$917K +30,544 +68%
ST
8
Sageworth Trust
Pennsylvania
$1.83M – – –
KAS
9
Kestra Advisory Services
Texas
$1.73M +$1.27M +42,138 +325%
PCA
10
Prosperity Capital Advisors
Ohio
$1.71M -$145K -4,819 -8%
IWM
11
IHT Wealth Management
Illinois
$1.46M +$1.4M +46,539 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.41M +$559K +18,629 +70%
AWA
13
Arete Wealth Advisors
Illinois
$1.37M +$470K +15,665 +56%
Truist Financial
14
Truist Financial
North Carolina
$1.34M +$152K +5,050 +13%
SB
15
Strategic Blueprint
Georgia
$1.2M -$287K -9,564 -20%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$919K -$174K -5,800 -17%
CVA
17
Central Valley Advisors
California
$883K +$846K +28,186 New
LPL Financial
18
LPL Financial
California
$844K -$65.1K -2,169 -7%
SWM
19
Spire Wealth Management
Virginia
$637K – – –
MCC
20
Money Concepts Capital
Florida
$612K +$587K +19,538 New
FCFC
21
First Commonwealth Financial Corp
Pennsylvania
$605K – – –
MML Investors Services
22
MML Investors Services
Massachusetts
$602K -$7.12K -237 -1%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$560K +$537K +17,872 New
GSIAS
24
Garden State Investment Advisory Services
New Jersey
$545K +$45K +1,500 +9%
OMC
25
Old Mission Capital
Illinois
$536K -$476K -15,844 -48%
1
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USEP Hedge Fund Activity: Q4 2023 in Review

54 of the 6,863 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2023, worth a combined $69.6M — up 19% from $58.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new USEP positions and 7 closed out — a net gain of 7 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was SageView Advisory Group, opening a new position worth an estimated $13.3M. The largest seller was Outlook Wealth Advisors, cutting an estimated $2.27M.

  • 54 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2023, up from 47 in Q3 2023.
  • Funds reported $69.6M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2023, up 19% quarter-over-quarter.
  • 14 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2023 and 7 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2023 was SageView Advisory Group, an estimated $13.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2023 was Outlook Wealth Advisors, an estimated $2.27M sold.

Based on aggregated 13F filings for Q4 2023.