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Innovator US Equity Ultra Buffer ETF September

29 hedge funds and large institutions have $28.3M invested in Innovator US Equity Ultra Buffer ETF September in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

50% more capital invested

Capital invested by funds: $18.9M → $28.3M (+$9.37M)

12% more funds holding

Funds holding: 2629 (+3)

5.11% more ownership

Funds ownership: 42.62%47.73% (+5.1%)

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.51%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
11
Increased
12
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
Archer Investment Corporation
Indiana
$6.02M +$293K +10,419 +5%
HCM
2
Hudson Capital Management
New Jersey
$5.5M +$5.56M +197,756 New
DLHL
3
Donald L. Hagan LLC
Florida
$3.27M +$3.31M +117,714 New
SB
4
Strategic Blueprint
Georgia
$2.22M +$1.26M +44,794 +128%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.3M +$82K +2,913 +7%
FA
6
Fermata Advisors
California
$1.27M +$1.28M +45,570 New
KAS
7
Kestra Advisory Services
Texas
$1.27M +$1.28M +45,570 New
AI
8
Atria Investments
North Carolina
$1.15M +$1.17M +41,416 New
AWA
9
Arete Wealth Advisors
Illinois
$1.14M -$57.7K -2,050 -5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$598K +$605K +21,498 New
Osaic Holdings
11
Osaic Holdings
Arizona
$567K +$167K +5,937 +41%
ICG
12
InterOcean Capital Group
Tennessee
$498K +$67.4K +2,395 +15%
HI
13
Harbour Investments
Wisconsin
$464K +$175K +6,217 +59%
BFC
14
Bedel Financial Consulting
Indiana
$394K +$88.2K +3,134 +28%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$380K +$385K +13,699 New
Truist Financial
16
Truist Financial
North Carolina
$374K -$64.9K -2,305 -15%
DFA
17
DHJJ Financial Advisors
Illinois
$371K +$23.1K +820 +7%
AW
18
ACG Wealth
Georgia
$343K +$347K +12,340 New
AAS
19
Avantax Advisory Services
Texas
$292K +$14.9K +530 +5%
SIA
20
Soltis Investment Advisors
Utah
$263K -$2.81M -99,783 -91%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$231K +$1.8K +64 +0.8%
IA
22
IFP Advisors
Florida
$119K +$112K +3,983 +1,293%
Morgan Stanley
23
Morgan Stanley
New York
$97K -$12K -425 -11%
AAP
24
Arax Advisory Partners
Colorado
$30K +$29.9K +1,063 New
SFP
25
Sterling Financial Planning
New Jersey
$29K

USEP Hedge Fund Activity: Q3 2021 in Review

29 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2021, worth a combined $28.3M — up 50% from $18.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new USEP positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 4 trimmed.

The largest buyer was Hudson Capital Management, opening a new position worth an estimated $5.56M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.36M sold.

  • 29 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2021, up from 26 in Q2 2021.
  • Funds reported $28.3M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2021, up 50% quarter-over-quarter.
  • 11 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2021 was Hudson Capital Management, an estimated $5.56M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2021 was Citadel Advisors, an estimated $3.36M sold.

Based on aggregated 13F filings for Q3 2021.