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Innovator US Equity Ultra Buffer ETF September

27 hedge funds and large institutions have $39.7M invested in Innovator US Equity Ultra Buffer ETF September in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

295% more capital invested

Capital invested by funds: $10M → $39.7M (+$29.6M)

200% more funds holding

Funds holding: 927 (+18)

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

18.04% more ownership

Funds ownership: 74.2%92.24% (+18%)

Holders
27
Holders Change
+18
Holders Change %
+200%
% of All Funds
0.54%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
22
Increased
2
Reduced
1
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAS
1
Cascadia Advisory Services
Oregon
$10.2M +$10.1M +390,175 New
AI
2
Atria Investments
North Carolina
$10.1M +$10M +386,950 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.88M +$3.87M +149,339 New
CRWM
4
Castle Rock Wealth Management
California
$3.16M +$3.12M +120,384 New
DLHL
5
Donald L. Hagan LLC
Florida
$1.97M +$1.96M +75,588 New
HighTower Advisors
6
HighTower Advisors
Illinois
$1.45M +$1.45M +55,937 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.43M +$681K +26,273 +92%
AWA
8
Arete Wealth Advisors
Illinois
$1.12M +$1.12M +43,160 New
AIC
9
Archer Investment Corporation
Indiana
$744K +$739K +28,496 New
Jane Street
10
Jane Street
New York
$731K +$728K +28,076 New
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$710K
Osaic Holdings
12
Osaic Holdings
Arizona
$611K +$480K +18,508 +371%
Truist Financial
13
Truist Financial
North Carolina
$484K +$482K +18,585 New
AAS
14
Avantax Advisory Services
Texas
$466K +$465K +17,947 New
OMC
15
Old Mission Capital
Illinois
$436K -$189K -7,287 -30%
IA
16
IFP Advisors
Florida
$377K +$377K +14,520 New
Wolverine Trading
17
Wolverine Trading
Illinois
$320K +$320K +12,341 New
MA
18
Mutual Advisors
Nebraska
$314K +$313K +12,080 New
BFC
19
Bedel Financial Consulting
Indiana
$302K +$301K +11,597 New
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$280K +$279K +10,750 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$276K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$206K +$206K +7,930 New
KCM
23
Kathmere Capital Management
Pennsylvania
$110K +$110K +4,242 New
WCAMG
24
Woodard & Company Asset Management Group
North Carolina
$52K +$51.9K +2,000 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$13K +$13K +500 New

USEP Hedge Fund Activity: Q3 2020 in Review

27 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q3 2020, worth a combined $39.7M — up 295% from $10M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new USEP positions and 4 closed out — a net gain of 18 holders — while 2 added to existing stakes and 1 trimmed.

The largest buyer was Cascadia Advisory Services, opening a new position worth an estimated $10.1M. The largest seller was TrustCore Financial Services, exiting entirely with an estimated $6.79M sold.

  • 27 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q3 2020, up from 9 in Q2 2020.
  • Funds reported $39.7M of Innovator US Equity Ultra Buffer ETF September stock for Q3 2020, up 295% quarter-over-quarter.
  • 22 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q3 2020 and 4 closed out, a net change of +18 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q3 2020 was Cascadia Advisory Services, an estimated $10.1M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q3 2020 was TrustCore Financial Services, an estimated $6.79M sold.

Based on aggregated 13F filings for Q3 2020.