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Innovator US Equity Ultra Buffer ETF September
USEP

Overview Fund Activity

27 hedge funds and large institutions have $39.7M invested in Innovator US Equity Ultra Buffer ETF September in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
+18
Holders Change %
+200%
% of All Funds
0.55%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
22
Increased
2
Reduced
1
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAS
Cascadia Advisory Services
Oregon
+$10.2M
2
AI
Atria Investments
North Carolina
+$10.1M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.89M
4
CRWM
Castle Rock Wealth Management
California
+$3.16M
5
DLHL
Donald L. Hagan LLC
Florida
+$1.97M

Top Sellers

1
TFS
TrustCore Financial Services
Tennessee
-$6.79M
2
Citadel Advisors
Citadel Advisors
Florida
-$779K
3
OMC
Old Mission Capital
Illinois
-$189K
4
CAN
Cetera Advisor Networks
California
-$30K
5
UBS Group
UBS Group
Switzerland
-$2K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAS
1
Cascadia Advisory Services
Oregon
$10.2M +$10.2M +390,175 New
AI
2
Atria Investments
North Carolina
$10.1M +$10.1M +386,950 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.89M +$3.89M +149,339 New
CRWM
4
Castle Rock Wealth Management
California
$3.16M +$3.16M +120,384 New
DLHL
5
Donald L. Hagan LLC
Florida
$1.97M +$1.97M +75,588 New
HighTower Advisors
6
HighTower Advisors
Illinois
$1.45M +$1.45M +55,937 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.43M +$683K +26,273 +92%
AWA
8
Arete Wealth Advisors
Illinois
$1.12M +$1.12M +43,160 New
AIC
9
Archer Investment Corporation
Indiana
$744K +$744K +28,496 New
Jane Street
10
Jane Street
New York
$731K +$731K +28,076 New
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$710K – – –
Osaic Holdings
12
Osaic Holdings
Arizona
$611K +$481K +18,508 +371%
Truist Financial
13
Truist Financial
North Carolina
$484K +$484K +18,585 New
AAS
14
Avantax Advisory Services
Texas
$466K +$466K +17,947 New
OMC
15
Old Mission Capital
Illinois
$436K -$189K -7,287 -30%
IA
16
IFP Advisors
Florida
$377K +$377K +14,520 New
Wolverine Trading
17
Wolverine Trading
Illinois
$320K +$320K +12,341 New
MA
18
Mutual Advisors
Nebraska
$314K +$314K +12,080 New
BFC
19
Bedel Financial Consulting
Indiana
$302K +$302K +11,597 New
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$280K +$280K +10,750 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$276K – – –
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$206K +$206K +7,930 New
KCM
23
Kathmere Capital Management
Pennsylvania
$110K +$110K +4,242 New
WCAMG
24
Woodard & Company Asset Management Group
North Carolina
$52K +$52K +2,000 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$13K +$13K +500 New
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