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Innovator US Equity Ultra Buffer ETF September

56 hedge funds and large institutions have $38.5M invested in Innovator US Equity Ultra Buffer ETF September in 2024 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

4% more funds holding

Funds holding: 5456 (+2)

26.47% less ownership

Funds ownership: 88.03%61.56% (-26%)

45% less capital invested

Capital invested by funds: $69.6M → $38.5M (-$31.1M)

77% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 22

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
56
Holders Change
+2
Holders Change %
+3.7%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
5
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
Archer Investment Corporation
Indiana
$3.24M -$260K -8,094 -8%
KWM
2
KFG Wealth Management
Indiana
$2.52M +$38.8K +1,208 +2%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.04M -$674K -20,990 -25%
ST
4
Sageworth Trust
Pennsylvania
$1.92M
BCM
5
Brookstone Capital Management
Illinois
$1.88M -$13.3M -414,799 -88%
KAS
6
Kestra Advisory Services
Texas
$1.85M +$34.6K +1,077 +2%
PCA
7
Prosperity Capital Advisors
Ohio
$1.55M -$249K -7,762 -14%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.47M -$13.6K -425 -0.9%
AWA
9
Arete Wealth Advisors
Illinois
$1.46M +$13.4K +418 +1%
IWM
10
IHT Wealth Management
Illinois
$1.43M -$97.3K -3,031 -7%
Truist Financial
11
Truist Financial
North Carolina
$1.4M -$12.8K -400 -0.9%
OWA
12
Outlook Wealth Advisors
Texas
$1.32M -$13.6M -423,489 -91%
SB
13
Strategic Blueprint
Georgia
$1.26M
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$1.17M -$2.34M -72,801 -67%
CVA
15
Central Valley Advisors
California
$929K
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$919K -$46.7K -1,453 -5%
LPL Financial
17
LPL Financial
California
$846K -$41.2K -1,282 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$831K +$237K +7,366 +41%
PWA
19
Prairie Wealth Advisors
Nebraska
$708K +$690K +21,491 New
MCC
20
Money Concepts Capital
Florida
$644K
FCFC
21
First Commonwealth Financial Corp
Pennsylvania
$637K
MML Investors Services
22
MML Investors Services
Massachusetts
$631K -$1.99K -62 -0.3%
SWM
23
Spire Wealth Management
Virginia
$586K -$76K -2,365 -12%
GSIAS
24
Garden State Investment Advisory Services
New Jersey
$574K
BFC
25
Bedel Financial Consulting
Indiana
$481K

USEP Hedge Fund Activity: Q1 2024 in Review

56 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2024, worth a combined $38.5M — down 45% from $69.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new USEP positions and 3 closed out — a net gain of 2 holders — while 5 added to existing stakes and 22 trimmed.

The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $319K. The largest seller was SageView Advisory Group, cutting an estimated $14M.

  • 56 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2024, up from 54 in Q4 2023.
  • Funds reported $38.5M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2024, down 45% quarter-over-quarter.
  • 5 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2024 and 3 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2024 was Cetera Investment Advisers, an estimated $319K added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2024 was SageView Advisory Group, an estimated $14M sold.

Based on aggregated 13F filings for Q1 2024.