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Innovator US Equity Ultra Buffer ETF September
USEP

Overview Fund Activity

46 hedge funds and large institutions have $58.1M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
12
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$11.8M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.67M
3
Osaic Holdings
Osaic Holdings
Arizona
+$1.07M
4
CFS
CGC Financial Services
Oregon
+$813K
5
KWM
KFG Wealth Management
Indiana
+$735K

Top Sellers

1
PCA
Prosperity Capital Advisors
Ohio
-$1.32M
2
KAS
Kestra Advisory Services
Texas
-$1.07M
3
OWA
Outlook Wealth Advisors
Texas
-$1.05M
4
GS
GTS Securities
New York
-$946K
5
DIM
Delta Investment Management
California
-$809K
Name Holding Trade Value Shares
Change 		Shares
Change %
OWA
1
Outlook Wealth Advisors
Texas
$15.8M -$1.05M -35,985 -6%
BCM
2
Brookstone Capital Management
Illinois
$13M +$11.8M +402,806 +966%
AIC
3
Archer Investment Corporation
Indiana
$3.07M -$209K -7,126 -6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.01M +$2.67M +91,328 +790%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.74M +$1.07M +36,676 +64%
PCA
6
Prosperity Capital Advisors
Ohio
$1.74M -$1.32M -45,252 -43%
ST
7
Sageworth Trust
Pennsylvania
$1.71M – – –
SB
8
Strategic Blueprint
Georgia
$1.4M -$358K -12,244 -20%
KWM
9
KFG Wealth Management
Indiana
$1.31M +$735K +25,097 +128%
Truist Financial
10
Truist Financial
North Carolina
$1.11M +$621K +21,200 +128%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.03M +$169K +5,785 +20%
OMC
12
Old Mission Capital
Illinois
$965K -$356K -12,176 -27%
LPL Financial
13
LPL Financial
California
$853K +$193K +6,577 +29%
AWA
14
Arete Wealth Advisors
Illinois
$823K -$575K -19,642 -41%
CFS
15
CGC Financial Services
Oregon
$813K +$813K +27,789 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$774K +$37.7K +1,288 +5%
AAS
17
Avantax Advisory Services
Texas
$605K +$205K +6,998 +51%
SWM
18
Spire Wealth Management
Virginia
$590K +$522K +17,849 +776%
MML Investors Services
19
MML Investors Services
Massachusetts
$569K +$261K +8,922 +85%
FCFC
20
First Commonwealth Financial Corp
Pennsylvania
$566K – – –
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$470K +$470K +16,073 New
GSIAS
22
Garden State Investment Advisory Services
New Jersey
$466K +$466K +15,915 New
FA
23
Fermata Advisors
California
$464K +$464K +15,848 New
BFC
24
Bedel Financial Consulting
Indiana
$427K – – –
Citadel Advisors
25
Citadel Advisors
Florida
$405K -$247K -8,447 -38%
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