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Innovator US Equity Ultra Buffer ETF September
USEP

Overview Fund Activity

47 hedge funds and large institutions have $78.2M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
0.75%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
9
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$3.54M
2
PCA
Prosperity Capital Advisors
Ohio
+$1.54M
3
Citadel Advisors
Citadel Advisors
Florida
+$491K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$247K
5
CA
Cetera Advisors
Colorado
+$239K

Top Sellers

1
MMA
Miracle Mile Advisors
California
-$15.9M
2
ST
Sageworth Trust
Pennsylvania
-$7.36M
3
OWA
Outlook Wealth Advisors
Texas
-$1.77M
4
HighTower Advisors
HighTower Advisors
Illinois
-$902K
5
OMC
Old Mission Capital
Illinois
-$725K
Name Holding Trade Value Shares
Change 		Shares
Change %
OWA
1
Outlook Wealth Advisors
Texas
$17.4M -$1.77M -64,264 -9%
ST
2
Sageworth Trust
Pennsylvania
$15.4M -$7.36M -267,486 -32%
AWM
3
AE Wealth Management
Kansas
$15.3M +$3.54M +128,820 +30%
AIC
4
Archer Investment Corporation
Indiana
$3.31M -$644K -23,415 -16%
PCA
5
Prosperity Capital Advisors
Ohio
$3.26M +$1.54M +56,069 +90%
DLHL
6
Donald L. Hagan LLC
Florida
$3.05M +$102K +3,716 +3%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.36M +$37.1K +1,348 +2%
SB
8
Strategic Blueprint
Georgia
$2.35M -$342K -12,444 -13%
HWM
9
HFG Wealth Management
Texas
$2.03M +$2.03M +73,894 New
AWA
10
Arete Wealth Advisors
Illinois
$1.4M +$10.6K +386 +0.8%
KAS
11
Kestra Advisory Services
Texas
$1.36M – – –
BCM
12
Brookstone Capital Management
Illinois
$1.29M -$61.7K -2,226 -5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$828K -$13.7K -500 -2%
DIM
14
Delta Investment Management
California
$789K – – –
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$719K -$24K -871 -3%
LPL Financial
16
LPL Financial
California
$700K +$236K +8,580 +51%
KWM
17
KFG Wealth Management
Indiana
$544K -$33.6K -1,213 -6%
OMC
18
Old Mission Capital
Illinois
$536K -$725K -26,349 -57%
FCFC
19
First Commonwealth Financial Corp
Pennsylvania
$531K – – –
Citadel Advisors
20
Citadel Advisors
Florida
$491K +$491K +17,861 New
Truist Financial
21
Truist Financial
North Carolina
$464K – – –
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$407K -$35.2K -1,281 -8%
BFC
23
Bedel Financial Consulting
Indiana
$401K – – –
CWG
24
Cornerstone Wealth Group
North Carolina
$388K – – –
AAS
25
Avantax Advisory Services
Texas
$376K +$10.4K +380 +3%
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