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Innovator US Equity Ultra Buffer ETF September

48 hedge funds and large institutions have $78.4M invested in Innovator US Equity Ultra Buffer ETF September in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

14% more funds holding

Funds holding: 4248 (+6)

5.99% more ownership

Funds ownership: 65.55%71.54% (+6%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

94% less capital invested

Capital invested by funds: $1.43B → $78.4M (-$1.35B)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
0.76%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
9
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OWA
1
Outlook Wealth Advisors
Texas
$17.4M -$1.74M -64,264 -9%
ST
2
Sageworth Trust
Pennsylvania
$15.4M -$7.22M -267,486 -32%
AWM
3
AE Wealth Management
Kansas
$15.3M +$3.48M +128,820 +30%
AIC
4
Archer Investment Corporation
Indiana
$3.31M -$632K -23,415 -16%
PCA
5
Prosperity Capital Advisors
Ohio
$3.26M +$1.51M +56,069 +90%
DLHL
6
Donald L. Hagan LLC
Florida
$3.05M +$100K +3,716 +3%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.36M +$36.4K +1,348 +2%
SB
8
Strategic Blueprint
Georgia
$2.35M -$336K -12,444 -13%
HWM
9
HFG Wealth Management
Texas
$2.03M +$2M +73,894 New
AWA
10
Arete Wealth Advisors
Illinois
$1.4M +$10.4K +386 +0.8%
KAS
11
Kestra Advisory Services
Texas
$1.36M
BCM
12
Brookstone Capital Management
Illinois
$1.29M -$60.1K -2,226 -5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$828K -$13.5K -500 -2%
DIM
14
Delta Investment Management
California
$789K
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$719K -$23.5K -871 -3%
LPL Financial
16
LPL Financial
California
$700K +$232K +8,580 +51%
KWM
17
KFG Wealth Management
Indiana
$544K -$32.8K -1,213 -6%
OMC
18
Old Mission Capital
Illinois
$536K -$712K -26,349 -57%
FCFC
19
First Commonwealth Financial Corp
Pennsylvania
$531K
Citadel Advisors
20
Citadel Advisors
Florida
$491K +$482K +17,861 New
Truist Financial
21
Truist Financial
North Carolina
$464K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$407K -$34.6K -1,281 -8%
BFC
23
Bedel Financial Consulting
Indiana
$401K
CWG
24
Cornerstone Wealth Group
North Carolina
$388K
AAS
25
Avantax Advisory Services
Texas
$376K +$10.3K +380 +3%

USEP Hedge Fund Activity: Q1 2023 in Review

48 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2023, worth a combined $78.4M — down 94% from $1.43B a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new USEP positions and 3 closed out — a net gain of 6 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $3.48M. The largest seller was Miracle Mile Advisors, cutting an estimated $15.6M.

  • 48 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2023, up from 42 in Q4 2022.
  • Funds reported $78.4M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2023, down 94% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2023 and 3 closed out, a net change of +6 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2023 was AE Wealth Management, an estimated $3.48M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2023 was Miracle Mile Advisors, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2023.