Innovator US Equity Ultra Buffer ETF September
USEP
33 hedge funds and large institutions have $28.3M invested in Innovator US Equity Ultra Buffer ETF September in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 1 increasing their positions, 14 reducing their positions, and 8 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
8% less funds holding
Funds holding: 36 → 33 (-3)
21.74% less ownership
Funds ownership: 78.57% → 56.83% (-22%)
38% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 8
67% less capital inflows, than outflows
Capital inflows: $5.13M | Capital outflows: $15.8M
93% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$2.8M |
| 2 |
Strategic Blueprint
Atlanta,
Georgia
|
+$960K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$946K |
| 4 |
AlphaCore Capital
La Jolla,
California
|
+$136K |
| 5 |
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$1.99K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$6.11M |
| 2 |
MA
Mutual Advisors
Omaha,
Nebraska
|
-$3.88M |
| 3 |
Old Mission Capital
Chicago,
Illinois
|
-$1.32M |
| 4 |
Kingsview Wealth Management
Grants Pass,
Oregon
|
-$730K |
| 5 |
Ameritas Investment Company
Lincoln,
Nebraska
|
-$692K |
USEP Hedge Fund Activity: Q1 2021 in Review
33 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2021, worth a combined $28.3M — down 26% from $38.4M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of USEP and 5 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 1 added.
The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.8M. The largest seller was Commonwealth Equity Services, cutting an estimated $6.11M.
- 33 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2021, down from 36 in Q4 2020.
- Funds reported $28.3M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2021, down 26% quarter-over-quarter.
- 5 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2021 and 8 closed out, a net change of -3 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2021 was Citadel Advisors, an estimated $2.8M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2021 was Commonwealth Equity Services, an estimated $6.11M sold.
Based on aggregated 13F filings for Q1 2021.