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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUSA icon
1026
Murphy USA
MUSA
$11.4B
$438K ﹤0.01%
+1,128
New +$447K
AOK icon
1027
iShares Core Conservative Allocation ETF
AOK
$783M
$435K ﹤0.01%
10,843
-2,161
-17% -$85.1K
FLRN icon
1028
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$433K ﹤0.01%
14,022
+8,840
+171% +$272K
ARKK icon
1029
ARK Innovation ETF
ARKK
$5.59B
$429K ﹤0.01%
4,969
+1,832
+58% +$140K
MTB icon
1030
M&T Bank
MTB
$36.3B
$427K ﹤0.01%
2,159
+233
+12% +$45.7K
IUSV icon
1031
iShares Core S&P US Value ETF
IUSV
$27.3B
$426K ﹤0.01%
4,267
-665
-13% -$64.7K
FCFS icon
1032
FirstCash
FCFS
$8.77B
$426K ﹤0.01%
2,691
-349
-11% -$48.8K
CRK icon
1033
Comstock Resources
CRK
$3.7B
$425K ﹤0.01%
21,416
-2,864
-12% -$53K
SCHC icon
1034
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$423K ﹤0.01%
9,286
+1,960
+27% +$86.1K
NSEP
1035
Innovator Growth-100 Power Buffer ETF - September
NSEP
$32.5M
$419K ﹤0.01%
14,620
+1,846
+14% +$51.6K
TSLL icon
1036
Direxion Daily TSLA Bull 2X ETF
TSLL
$2.26B
$419K ﹤0.01%
19,853
+1,161
+6% +$15.7K
OHI icon
1037
Omega Healthcare
OHI
$15.3B
$417K ﹤0.01%
9,887
-25
-0.3% -$1.01K
MP icon
1038
MP Materials
MP
$6.78B
$416K ﹤0.01%
+6,207
New +$390K
TRP icon
1039
TC Energy
TRP
$70.1B
$415K ﹤0.01%
7,630
+530
+7% +$26.6K
ABNB icon
1040
Airbnb
ABNB
$90.8B
$414K ﹤0.01%
3,409
-35
-1% -$4.53K
PWR icon
1041
Quanta Services
PWR
$84.2B
$414K ﹤0.01%
999
+70
+8% +$27.2K
FSS icon
1042
Federal Signal
FSS
$6.82B
$413K ﹤0.01%
3,471
+286
+9% +$34.3K
VHT icon
1043
Vanguard Health Care ETF
VHT
$18.5B
$412K ﹤0.01%
1,586
-174
-10% -$43.7K
WRB icon
1044
W.R. Berkley
WRB
$28.1B
$411K ﹤0.01%
5,358
-850
-14% -$60.5K
VTC icon
1045
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$410K ﹤0.01%
5,236
-62
-1% -$4.8K
KAUG
1046
Innovator U.S. Small Cap Power Buffer ETF - August
KAUG
$59M
$410K ﹤0.01%
15,772
+898
+6% +$22.7K
CGDV icon
1047
Capital Group Dividend Value ETF
CGDV
$36.8B
$409K ﹤0.01%
9,734
-4,624
-32% -$190K
FISV
1048
Fiserv Inc
FISV
$29.7B
$406K ﹤0.01%
3,152
-1,006
-24% -$144K
NJUN
1049
Innovator Growth-100 Power Buffer ETF - June
NJUN
$165M
$406K ﹤0.01%
13,188
-4,977
-27% -$150K
IJK icon
1050
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$406K ﹤0.01%
4,234
+433
+11% +$40.8K
40 41
42
43 44

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.