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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
976
FedEx
FDX
$73B
$503K ﹤0.01%
2,133
+660
+45% +$152K
LH icon
977
Labcorp
LH
$25.2B
$502K ﹤0.01%
1,749
+513
+42% +$137K
KRG icon
978
Kite Realty
KRG
$5.86B
$500K ﹤0.01%
22,423
+248
+1% +$5.53K
GATX icon
979
GATX Corp
GATX
$6.45B
$499K ﹤0.01%
2,853
-612
-18% -$99K
AON icon
980
Aon
AON
$80.6B
$499K ﹤0.01%
1,398
+677
+94% +$245K
DLN icon
981
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
$497K ﹤0.01%
5,708
-16
-0.3% -$1.35K
AFG icon
982
American Financial Group
AFG
$11.9B
$493K ﹤0.01%
3,384
-4,433
-57% -$588K
NVO
983
Novo Nordisk
NVO
$228B
$493K ﹤0.01%
8,886
+3,186
+56% +$186K
BHP icon
984
BHP
BHP
$211B
$492K ﹤0.01%
8,830
-80
-0.9% -$4.26K
ZOCT
985
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$104M
$489K ﹤0.01%
18,393
– –
QBUF
986
Innovator Nasdaq-100 10 Buffer ETF Quarterly
QBUF
$160M
$488K ﹤0.01%
17,009
-4,402
-21% -$124K
SDIV icon
987
Global X SuperDividend ETF
SDIV
$1.21B
$485K ﹤0.01%
20,236
+5,718
+39% +$135K
ALLE icon
988
Allegion
ALLE
$13.5B
$485K ﹤0.01%
2,735
+157
+6% +$25.9K
DASH icon
989
DoorDash
DASH
$84.3B
$484K ﹤0.01%
1,781
+813
+84% +$204K
JCPB icon
990
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$484K ﹤0.01%
10,174
+9,581
+1,616% +$451K
CION icon
991
CION Investment
CION
$297M
$482K ﹤0.01%
50,841
+17,718
+53% +$179K
TDSB icon
992
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$481K ﹤0.01%
20,612
-574
-3% -$13K
STLD icon
993
Steel Dynamics
STLD
$36.2B
$480K ﹤0.01%
3,442
-90
-3% -$11.8K
MGOV icon
994
First Trust Intermediate Government Opportunities ETF
MGOV
$100M
$479K ﹤0.01%
+23,420
New +$474K
FXL icon
995
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$474K ﹤0.01%
2,822
+1,086
+63% +$175K
WTRG icon
996
Essential Utilities
WTRG
$11.5B
$473K ﹤0.01%
11,856
-214
-2% -$8.16K
ZJAN
997
Innovator Equity Defined Protection ETF - 1 Yr January
ZJAN
$115M
$473K ﹤0.01%
17,583
+311
+2% +$8.28K
ZALT icon
998
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$746M
$471K ﹤0.01%
14,789
-4,163
-22% -$131K
AHYB icon
999
American Century Select High Yield ETF
AHYB
$61.6M
$471K ﹤0.01%
10,044
+2,604
+35% +$121K
AMCR icon
1000
Amcor
AMCR
$21.2B
$468K ﹤0.01%
11,437
-10,625
-48% -$476K
38 39
40
41 42

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.