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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$198B
$52.1M 0.33%
1,185,741
+125,645
+12% +$5.44M
SPBO icon
77
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$51.5M 0.33%
1,737,659
+132,678
+8% +$3.88M
IWS icon
78
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$51.3M 0.33%
366,952
+1,541
+0.4% +$211K
VGSH icon
79
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$51.2M 0.33%
869,346
+42,859
+5% +$2.51M
MBB icon
80
iShares MBS ETF
MBB
$39.1B
$51.1M 0.33%
536,585
+65,857
+14% +$6.19M
SGOV icon
81
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$50.7M 0.32%
503,305
+421,252
+513% +$42.4M
OEF icon
82
iShares S&P 100 ETF
OEF
$19.7B
$49.5M 0.32%
148,604
+62,186
+72% +$19.8M
BAC icon
83
Bank of America
BAC
$436B
$49.2M 0.31%
954,609
+93,274
+11% +$4.55M
ICE icon
84
Intercontinental Exchange
ICE
$83.6B
$46.9M 0.3%
278,458
+11,964
+4% +$2.14M
QQQ icon
85
Invesco QQQ Trust
QQQ
$446B
$45.8M 0.29%
76,271
+5,605
+8% +$3.21M
CRM icon
86
Salesforce
CRM
$144B
$45.3M 0.29%
191,036
+19,772
+12% +$4.99M
SEPT icon
87
AllianzIM U.S. Equity Buffer10 Sep ETF
SEPT
$32.9M
$45M 0.29%
1,306,575
+1,303,081
+37,295% +$43.4M
VUG icon
88
Vanguard Growth ETF
VUG
$215B
$44.6M 0.28%
557,472
+39,084
+8% +$2.99M
SEPZ icon
89
TrueShares Structured Outcome September ETF
SEPZ
$126M
$44.3M 0.28%
1,046,991
-22,357
-2% -$916K
MO icon
90
Altria Group
MO
$122B
$43.7M 0.28%
660,879
+16,311
+3% +$1.03M
JULU
91
AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF
JULU
$85.6M
$43.6M 0.28%
1,489,694
+1,156,127
+347% +$32.7M
TUA icon
92
Simplify Short Term Treasury Futures Strategy ETF
TUA
$695M
$43.2M 0.28%
1,976,802
+46,385
+2% +$1.01M
EXC icon
93
Exelon
EXC
$48.2B
$43.1M 0.27%
956,855
+43,997
+5% +$1.93M
AMAT icon
94
Applied Materials
AMAT
$401B
$42.8M 0.27%
208,862
+28,048
+16% +$5.09M
MUB icon
95
iShares National Muni Bond ETF
MUB
$45.2B
$42.3M 0.27%
397,667
+40,955
+11% +$4.29M
UNH icon
96
UnitedHealth
UNH
$380B
$41.3M 0.26%
119,660
+1,937
+2% +$586K
WFC icon
97
Wells Fargo
WFC
$264B
$41M 0.26%
489,662
+66,701
+16% +$5.41M
AVXC icon
98
Avantis Emerging Markets ex-China Equity ETF
AVXC
$385M
$40.1M 0.26%
668,888
+90,801
+16% +$5.25M
SCHF icon
99
Schwab International Equity ETF
SCHF
$65.6B
$39.6M 0.25%
1,698,990
-311,904
-16% -$7.04M
COST icon
100
Costco
COST
$421B
$39M 0.25%
42,128
+7,510
+22% +$7.2M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.