AE Wealth Management’s AllianzIM U.S. Equity Buffer10 Sep ETF SEPT Stock Holding History

AE Wealth Management’s Portfolio SEPT Stock Details SEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$44.5M	Sell	1,296,584 -1,041	-0.1%	-$36.6K	0.24%	101
2025 Q4	$45.6M	Sell	1,297,625 -8,950	-0.7%	-$311K	0.26%	92
2025 Q3	$45M	Buy	1,306,575 +1,303,081	+37,295%	+$43.4M	0.29%	87
2025 Q2	$113K	Sell	3,494 -904	-21%	-$27.4K	﹤0.01%	1454
2025 Q1	$131K	Sell	4,398 -8,232	-65%	-$253K	﹤0.01%	1377
2024 Q4	$386K	Sell	12,630 -1,509,751	-99%	-$46.1M	﹤0.01%	993
2024 Q3	$45.8M	Buy	+1,522,381	New	+$44.7M	0.42%	54
2024 Q1	–	Sell	-315,072	Closed	-$8.44M	–	1833
2023 Q4	$8.44M	Buy	+315,072	New	+$7.86M	0.04%	445

Other funds holding SEPT

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

FWM

FSR Wealth Management Elmhurst, Illinois $80.8M AUM 9.88% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

AE Wealth Management's SEPT Position: Q1 2026 in Review

AE Wealth Management reduced its AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) stake by 0.08% in Q1 2026, selling an estimated $36.6K and leaving 1,296,584 shares worth $44.5M. The position accounts for 0.24% of the portfolio, ranked #101.

AE Wealth Management first reported a position in SEPT in Q4 2023 and has held it in 8 quarters since. The position peaked at $45.8M in Q3 2024. 38 funds tracked by Wall St. Rank hold SEPT as of Q1 2026.

AE Wealth Management held 1,296,584 shares of AllianzIM U.S. Equity Buffer10 Sep ETF worth $44.5M as of Q1 2026.
AE Wealth Management sold 1,041 AllianzIM U.S. Equity Buffer10 Sep ETF shares in Q1 2026, an estimated $36.6K.
AllianzIM U.S. Equity Buffer10 Sep ETF made up 0.24% of AE Wealth Management's portfolio in Q1 2026, its #101 holding.
AE Wealth Management first reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF in Q4 2023 and has held it in 8 quarters since.
AE Wealth Management's AllianzIM U.S. Equity Buffer10 Sep ETF position peaked at $45.8M in Q3 2024.
38 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Sep ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.