Raymond James Financial
SEPT icon

Raymond James Financial’s AllianzIM U.S. Equity Buffer10 Sep ETF SEPT Stock Holding History

Raymond James Financial’s Portfolio SEPT Stock Details SEPT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.07M Sell
60,215
-5,240
-8% -$184K ﹤0.01% 3345
2025
Q4 		$2.3M Buy
65,455
+31,946
+95% +$1.11M ﹤0.01% 3162
2025
Q3 		$1.16M Buy
33,509
+21,751
+185% +$724K ﹤0.01% 3589
2025
Q2 		$379K Hold
11,758
– – ﹤0.01% 4166
2025
Q1 		$351K Sell
11,758
-169
-1% -$5.2K ﹤0.01% 4123
2024
Q4 		$365K Buy
+11,927
New +$365K ﹤0.01% 4077

Other funds holding SEPT

AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
FWM
FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return
SW
SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return
FI
FWG Investments Lexington, Kentucky $189M AUM 18.47% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Raymond James Financial's SEPT Position: Q1 2026 in Review

Raymond James Financial reduced its AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) stake by 8% in Q1 2026, selling an estimated $184K and leaving 60,215 shares worth $2.07M. The position accounts for ﹤0.01% of the portfolio, ranked #3345.

Raymond James Financial first reported a position in SEPT in Q4 2024 and has held it in 6 quarters since. The position peaked at $2.3M in Q4 2025. 38 funds tracked by Wall St. Rank hold SEPT as of Q1 2026.

  • Raymond James Financial held 60,215 shares of AllianzIM U.S. Equity Buffer10 Sep ETF worth $2.07M as of Q1 2026.
  • Raymond James Financial sold 5,240 AllianzIM U.S. Equity Buffer10 Sep ETF shares in Q1 2026, an estimated $184K.
  • AllianzIM U.S. Equity Buffer10 Sep ETF made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #3345 holding.
  • Raymond James Financial first reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF in Q4 2024 and has held it in 6 quarters since.
  • Raymond James Financial's AllianzIM U.S. Equity Buffer10 Sep ETF position peaked at $2.3M in Q4 2025.
  • 38 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Sep ETF as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.