LPL Financial’s AllianzIM U.S. Equity Buffer10 Sep ETF SEPT Stock Holding History

LPL Financial’s Portfolio SEPT Stock Details SEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.92M	Sell	51,099 -534	-1%	-$19.6K	﹤0.01%	3794
2026 Q1	$1.77M	Sell	51,633 -4,828	-9%	-$170K	﹤0.01%	3637
2025 Q4	$1.99M	Sell	56,461 -171	-0.3%	-$5.94K	﹤0.01%	3423
2025 Q3	$1.95M	Buy	56,632 +41,088	+264%	+$1.37M	﹤0.01%	3336
2025 Q2	$501K	Buy	15,544 +2,350	+18%	+$71.3K	﹤0.01%	4397
2025 Q1	$394K	Sell	13,194 -400	-3%	-$12.3K	﹤0.01%	4377
2024 Q4	$416K	Buy	+13,594	New	+$415K	﹤0.01%	4254
2024 Q2	–	Sell	-8,134	Closed	-$228K	–	5118
2024 Q1	$228K	Buy	+8,134	New	+$221K	﹤0.01%	4407

Other funds holding SEPT

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Nvest Financial Portsmouth, New Hampshire $316M AUM 29.79% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

LPL Financial's SEPT Position: Q2 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) stake by 1% in Q2 2026, selling an estimated $19.6K and leaving 51,099 shares worth $1.92M. The position accounts for ﹤0.01% of the portfolio, ranked #3794.

LPL Financial first reported a position in SEPT in Q1 2024 and has held it in 8 quarters since. The position peaked at $1.99M in Q4 2025. 27 funds tracked by Wall St. Rank hold SEPT as of Q2 2026.

LPL Financial held 51,099 shares of AllianzIM U.S. Equity Buffer10 Sep ETF worth $1.92M as of Q2 2026.
LPL Financial sold 534 AllianzIM U.S. Equity Buffer10 Sep ETF shares in Q2 2026, an estimated $19.6K.
AllianzIM U.S. Equity Buffer10 Sep ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3794 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF in Q1 2024 and has held it in 8 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer10 Sep ETF position peaked at $1.99M in Q4 2025.
27 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Sep ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.