Commonwealth Equity Services’s AllianzIM U.S. Equity Buffer10 Sep ETF SEPT Stock Holding History

Commonwealth Equity Services’s Portfolio SEPT Stock Details SEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$12.9M	Sell	375,610 -19,062	-5%	-$670K	0.02%	755
2025 Q4	$13.9M	Sell	394,672 -33,238	-8%	-$1.15M	0.02%	732
2025 Q3	$14.8M	Buy	427,910 +372,617	+674%	+$12.4M	0.02%	708
2025 Q2	$1.78M	Buy	55,293 +6,431	+13%	+$195K	﹤0.01%	2072
2025 Q1	$1.46M	Sell	48,862 -7,381	-13%	-$227K	﹤0.01%	2165
2024 Q4	$1.72M	Buy	56,243 +4,441	+9%	+$136K	﹤0.01%	1979
2024 Q3	$1.56M	Buy	51,802 +23,785	+85%	+$698K	﹤0.01%	2003
2024 Q2	$814K	Buy	28,017 +1,293	+5%	+$36.5K	﹤0.01%	2433
2024 Q1	$751K	Sell	26,724 -62,616	-70%	-$1.7M	﹤0.01%	2461
2023 Q4	$2.35M	Sell	89,340 -4,070	-4%	-$102K	﹤0.01%	1583
2023 Q3	$2.26M	Buy	+93,410	New	+$2.3M	﹤0.01%	1529

Other funds holding SEPT

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

FWM

FSR Wealth Management Elmhurst, Illinois $80.8M AUM 9.88% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services's SEPT Position: Q1 2026 in Review

Commonwealth Equity Services reduced its AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) stake by 4.8% in Q1 2026, selling an estimated $670K and leaving 375,610 shares worth $12.9M. The position accounts for 0.02% of the portfolio, ranked #755.

Commonwealth Equity Services first reported a position in SEPT in Q3 2023 and has held it in 11 quarters since. The position peaked at $14.8M in Q3 2025. 38 funds tracked by Wall St. Rank hold SEPT as of Q1 2026.

Commonwealth Equity Services held 375,610 shares of AllianzIM U.S. Equity Buffer10 Sep ETF worth $12.9M as of Q1 2026.
Commonwealth Equity Services sold 19,062 AllianzIM U.S. Equity Buffer10 Sep ETF shares in Q1 2026, an estimated $670K.
AllianzIM U.S. Equity Buffer10 Sep ETF made up 0.02% of Commonwealth Equity Services's portfolio in Q1 2026, its #755 holding.
Commonwealth Equity Services first reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF in Q3 2023 and has held it in 11 quarters since.
Commonwealth Equity Services's AllianzIM U.S. Equity Buffer10 Sep ETF position peaked at $14.8M in Q3 2025.
38 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Sep ETF as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.