AllianzIM U.S. Equity Buffer10 Sep ETF
SEPT
12 hedge funds and large institutions have $21.6M invested in AllianzIM U.S. Equity Buffer10 Sep ETF in 2023 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.
400% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 1
113% more capital invested
Capital invested by funds: $10.2M → $21.6M (+$11.4M)
50% more funds holding
Funds holding: 8 → 12 (+4)
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
5.14% more ownership
Funds ownership: 87.57% → 92.72% (+5.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$7.86M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$2.01M |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
+$339K |
| 4 |
CA
Cetera Advisors
Denver,
Colorado
|
+$301K |
| 5 |
IFG
Independent Financial Group
San Diego,
California
|
+$212K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$413K |
| 2 |
AIMU
Allianz Investment Management US
Minneapolis,
Minnesota
|
-$374K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$102K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWM
1
AE Wealth Management
Topeka,
Kansas
| $8.44M | +$7.86M | +315,072 | New |
|
|
AIMU
2
Allianz Investment Management US
Minneapolis,
Minnesota
| $4.83M | -$374K | -15,000 | -8% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $3.24M | +$2.01M | +80,745 | +190% |
|
|
4
Commonwealth Equity Services
Waltham,
Massachusetts
| $2.35M | -$102K | -4,070 | -4% |
|
|
HI
5
Harbour Investments
Madison,
Wisconsin
| $842K | – | – | – |
|
|
IFG
6
Independent Financial Group
San Diego,
California
| $476K | +$212K | +8,500 | +89% |
|
|
AWS
7
Atria Wealth Solutions
New York
| $456K | +$29.6K | +1,185 | +7% |
|
|
8
Envestnet Asset Management
Chicago,
Illinois
| $356K | +$339K | +13,568 | New |
|
|
CA
9
Cetera Advisors
Denver,
Colorado
| $317K | +$301K | +12,060 | New |
|
|
AAS
10
Avantax Advisory Services
Dallas,
Texas
| $269K | – | – | – |
|
11
US Bancorp
Minneapolis,
Minnesota
| $10.5K | +$9.93K | +398 | New |
|
12
JP Morgan Chase
New York
| $4.41K | +$4.19K | +168 | New |
|
|
OMC
13
Old Mission Capital
Chicago,
Illinois
| – | -$413K | -17,073 | Closed |
|
SEPT Hedge Fund Activity: Q4 2023 in Review
12 of the 6,864 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) for Q4 2023, worth a combined $21.6M — up 113% from $10.2M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SEPT positions and 1 closed out — a net gain of 4 holders — while 3 added to existing stakes and 2 trimmed.
The largest buyer was AE Wealth Management, opening a new position worth an estimated $7.86M. The largest seller was Old Mission Capital, exiting entirely with an estimated $413K sold.
- 12 institutional investors held AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) as of Q4 2023, up from 8 in Q3 2023.
- Funds reported $21.6M of AllianzIM U.S. Equity Buffer10 Sep ETF stock for Q4 2023, up 113% quarter-over-quarter.
- 5 funds opened new AllianzIM U.S. Equity Buffer10 Sep ETF positions in Q4 2023 and 1 closed out, a net change of +4 holders.
- The largest AllianzIM U.S. Equity Buffer10 Sep ETF buyer in Q4 2023 was AE Wealth Management, an estimated $7.86M added.
- The largest AllianzIM U.S. Equity Buffer10 Sep ETF seller in Q4 2023 was Old Mission Capital, an estimated $413K sold.
Based on aggregated 13F filings for Q4 2023.