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Moors & Cabot’s AllianzIM U.S. Equity Buffer10 Sep ETF SEPT Stock Holding History

Moors & Cabot’s Portfolio SEPT Stock Details SEPT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-6,600
Closed -$228K – 957
2025
Q3 		$228K Buy
+6,600
New +$220K 0.01% 789

Other funds holding SEPT

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Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
SW
SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return
FWM
FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return
FI
FWG Investments Lexington, Kentucky $157M AUM 15.2% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Moors & Cabot's SEPT Position: Q4 2025 in Review

Moors & Cabot sold out of AllianzIM U.S. Equity Buffer10 Sep ETF (SEPT) in Q4 2025, closing a stake of 6,600 shares — an estimated $228K sold.

Moors & Cabot first reported a position in SEPT in Q3 2025 and held it in 1 quarter. The position peaked at $228K in Q3 2025. 34 funds tracked by Wall St. Rank hold SEPT as of Q4 2025.

  • Moors & Cabot reported no remaining AllianzIM U.S. Equity Buffer10 Sep ETF position as of Q4 2025 after selling out during the quarter.
  • Moors & Cabot sold 6,600 AllianzIM U.S. Equity Buffer10 Sep ETF shares in Q4 2025, an estimated $228K.
  • Moors & Cabot first reported a position in AllianzIM U.S. Equity Buffer10 Sep ETF in Q3 2025 and held it in 1 quarter.
  • Moors & Cabot's AllianzIM U.S. Equity Buffer10 Sep ETF position peaked at $228K in Q3 2025.
  • 34 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Sep ETF as of Q4 2025.

Based on Moors & Cabot's 13F filing for Q4 2025, filed 10 Feb 2026.