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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
926
Universal Display
OLED
$3.75B
$564K ﹤0.01%
+3,928
New +$571K
BMAY icon
927
Innovator US Equity Buffer ETF May
BMAY
$228M
$564K ﹤0.01%
12,875
-267
-2% -$11.5K
HAWX icon
928
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$338M
$564K ﹤0.01%
14,908
-1,460
-9% -$52.9K
IXJ icon
929
iShares Global Healthcare ETF
IXJ
$4.16B
$561K ﹤0.01%
6,326
-1,005
-14% -$86.9K
CLM icon
930
Cornerstone Strategic Value Fund
CLM
$2.16B
$560K ﹤0.01%
67,617
+17,453
+35% +$142K
SPFF icon
931
Global X SuperIncome Preferred ETF
SPFF
$139M
$558K ﹤0.01%
60,373
+10,337
+21% +$95.5K
HRB icon
932
H&R Block
HRB
$5.98B
$556K ﹤0.01%
10,987
+1,600
+17% +$84.6K
GM icon
933
General Motors
GM
$80.9B
$553K ﹤0.01%
9,069
-23,958
-73% -$1.34M
OVL icon
934
Overlay Shares Large Cap Equity ETF
OVL
$329M
$552K ﹤0.01%
10,555
+8,065
+324% +$404K
SCHM icon
935
Schwab US Mid-Cap ETF
SCHM
$14.2B
$552K ﹤0.01%
18,624
+2,341
+14% +$68.1K
EVR icon
936
Evercore
EVR
$11.8B
$551K ﹤0.01%
1,631
-502
-24% -$157K
FAST icon
937
Fastenal
FAST
$54.8B
$548K ﹤0.01%
11,177
+3,100
+38% +$146K
HTGC icon
938
Hercules Capital
HTGC
$2.99B
$548K ﹤0.01%
28,966
+553
+2% +$10.6K
UMAY icon
939
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
$548K ﹤0.01%
15,270
-134
-0.9% -$4.75K
EME icon
940
Emcor
EME
$29.9B
$547K ﹤0.01%
841
+24
+3% +$14.6K
RMBS icon
941
Rambus
RMBS
$8.98B
$546K ﹤0.01%
5,240
+499
+11% +$38.5K
J icon
942
Jacobs Solutions
J
$16B
$545K ﹤0.01%
3,635
+232
+7% +$33.3K
OGN icon
943
Organon & Co
OGN
$3.56B
$539K ﹤0.01%
50,440
+8,258
+20% +$81K
SFM icon
944
Sprouts Farmers Market
SFM
$7.44B
$539K ﹤0.01%
4,950
+905
+22% +$132K
BWXT icon
945
BWX Technologies
BWXT
$14.4B
$538K ﹤0.01%
2,919
-204
-7% -$32.8K
GBIL icon
946
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$538K ﹤0.01%
5,365
-2,860
-35% -$286K
MAIN icon
947
Main Street Capital
MAIN
$5.05B
$537K ﹤0.01%
8,449
+2,308
+38% +$149K
SON icon
948
Sonoco
SON
$5.83B
$537K ﹤0.01%
12,460
-55
-0.4% -$2.54K
MAR icon
949
Marriott International
MAR
$100B
$537K ﹤0.01%
2,060
+438
+27% +$118K
WWD icon
950
Woodward
WWD
$23B
$535K ﹤0.01%
2,118
-508
-19% -$126K
36 37
38
39 40

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.