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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
826
General Motors
GM
$80.9B
$924K 0.01%
11,359
+2,290
+25% +$161K
FOCT icon
827
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$920K 0.01%
18,781
-40
-0.2% -$1.93K
FTEC icon
828
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$920K 0.01%
4,093
+493
+14% +$112K
VONE icon
829
Vanguard Russell 1000 ETF
VONE
$8.09B
$918K 0.01%
2,969
+1,295
+77% +$397K
CEFZ
830
RiverNorth Active Income ETF
CEFZ
$39.2M
$917K 0.01%
+111,913
New +$917K
AMLP icon
831
Alerian MLP ETF
AMLP
$12.9B
$913K 0.01%
19,410
+16,224
+509% +$760K
FEBZ icon
832
TrueShares Structured Outcome February ETF
FEBZ
$29.7M
$909K 0.01%
+24,144
New +$930K
VT icon
833
Vanguard Total World Stock ETF
VT
$75.3B
$909K 0.01%
6,442
+1,357
+27% +$190K
IXN icon
834
iShares Global Tech ETF
IXN
$7.87B
$909K 0.01%
8,653
-426
-5% -$45K
FDMO icon
835
Fidelity Momentum Factor ETF
FDMO
$892M
$907K 0.01%
10,804
+3,319
+44% +$277K
HAL icon
836
Halliburton
HAL
$26.1B
$904K 0.01%
31,975
-1,700
-5% -$44.9K
OLED icon
837
Universal Display
OLED
$3.75B
$902K 0.01%
7,722
+3,794
+97% +$492K
FTGC icon
838
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$899K 0.01%
38,682
+26,023
+206% +$676K
FTHI icon
839
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.35B
$894K 0.01%
37,855
+3,776
+11% +$89.3K
MDY icon
840
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$892K 0.01%
1,479
+20
+1% +$12K
FDFF icon
841
Fidelity Disruptive Finance ETF
FDFF
$42.6M
$892K 0.01%
25,048
+4,824
+24% +$170K
SPMB icon
842
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.97B
$890K 0.01%
39,692
-18,028
-31% -$406K
BKHY icon
843
BNY Mellon High Yield Beta ETF
BKHY
$158M
$890K 0.01%
+18,507
New +$894K
FSK icon
844
FS KKR Capital
FSK
$3.01B
$889K 0.01%
60,003
-12,157
-17% -$184K
BTI icon
845
British American Tobacco
BTI
$136B
$869K 0.01%
15,342
+2,025
+15% +$110K
SIXJ icon
846
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$144M
$867K 0.01%
25,290
-13,997
-36% -$472K
VYMI icon
847
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$865K 0.01%
9,609
+1,645
+21% +$143K
MSI icon
848
Motorola Solutions
MSI
$72.1B
$864K 0.01%
2,253
+161
+8% +$64.7K
DGX icon
849
Quest Diagnostics
DGX
$26B
$858K ﹤0.01%
4,947
+1,870
+61% +$341K
FMAR icon
850
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$848K ﹤0.01%
17,860
-213
-1% -$9.97K
32 33
34
35 36

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.