We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARWR icon
726
Arrowhead Research
ARWR
$12.1B
$1.52M 0.01%
+24,312
New +$1.54M
PJUN icon
727
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$1.52M 0.01%
36,402
-2,819
-7% -$119K
VOT icon
728
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.52M 0.01%
5,902
+223
+4% +$61.2K
QQQI icon
729
NEOS Nasdaq 100 High Income ETF
QQQI
$12.6B
$1.52M 0.01%
30,540
+25,585
+516% +$1.35M
FIIG icon
730
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$1.51M 0.01%
72,893
+1,422
+2% +$29.9K
CCL icon
731
Carnival Corporation Ltd
CCL
$36.1B
$1.5M 0.01%
57,979
-7,478
-11% -$218K
HTGC icon
732
Hercules Capital
HTGC
$2.94B
$1.49M 0.01%
100,693
+47,158
+88% +$771K
HWM icon
733
Howmet Aerospace
HWM
$116B
$1.48M 0.01%
6,441
+49
+0.8% +$11.4K
XLY icon
734
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.48M 0.01%
13,603
-2,924
-18% -$342K
DGX icon
735
Quest Diagnostics
DGX
$25.1B
$1.48M 0.01%
7,543
+2,596
+52% +$504K
KNG icon
736
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$1.47M 0.01%
30,251
-12,857
-30% -$653K
SNY icon
737
Sanofi
SNY
$104B
$1.47M 0.01%
30,538
+5,591
+22% +$261K
IMCG icon
738
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$1.46M 0.01%
18,583
-2,584
-12% -$212K
IJJ icon
739
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.46M 0.01%
11,046
+269
+2% +$36.8K
CME icon
740
CME Group
CME
$92.2B
$1.45M 0.01%
4,921
+2,000
+68% +$594K
JANT icon
741
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$60.4M
$1.45M 0.01%
36,206
-16,093
-31% -$663K
ACVF icon
742
American Conservative Values ETF
ACVF
$149M
$1.45M 0.01%
30,476
-6,488
-18% -$321K
SHEL icon
743
Shell
SHEL
$245B
$1.45M 0.01%
15,593
+380
+2% +$30.7K
GIAX
744
Nicholas Global Equity and Income ETF
GIAX
$102M
$1.44M 0.01%
102,014
+26,655
+35% +$419K
PHM icon
745
Pultegroup
PHM
$24.5B
$1.43M 0.01%
12,169
+402
+3% +$51.5K
LGOV icon
746
First Trust Long Duration Opportunities ETF
LGOV
$622M
$1.43M 0.01%
66,324
-835
-1% -$18.3K
FEP icon
747
First Trust Europe AlphaDEX Fund
FEP
$513M
$1.41M 0.01%
25,798
-1,516
-6% -$85K
JPIB icon
748
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$1.41M 0.01%
29,453
+22,143
+303% +$1.08M
IQV icon
749
IQVIA
IQV
$34.7B
$1.4M 0.01%
8,228
+411
+5% +$80.2K
SMA
750
SmartStop Self Storage REIT
SMA
$1.92B
$1.4M 0.01%
46,217
-5,708
-11% -$183K
28 29
30
31 32

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.