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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
701
Arthur J. Gallagher & Co
AJG
$63.7B
$1.67M 0.01%
7,712
+901
+13% +$208K
LNT icon
702
Alliant Energy
LNT
$19.4B
$1.67M 0.01%
23,235
+1,420
+7% +$98K
VNQ icon
703
Vanguard Real Estate ETF
VNQ
$39.9B
$1.66M 0.01%
18,665
-4,896
-21% -$449K
BABA icon
704
Alibaba
BABA
$269B
$1.65M 0.01%
13,162
+798
+6% +$120K
GLRY icon
705
Inspire Growth ETF
GLRY
$166M
$1.65M 0.01%
44,482
+7,524
+20% +$286K
NMZ icon
706
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$1.65M 0.01%
158,856
+20,699
+15% +$216K
UNOV icon
707
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
$1.64M 0.01%
44,055
-715
-2% -$27.2K
LMBS icon
708
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.61M 0.01%
32,335
+7,437
+30% +$373K
FDEC icon
709
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$1.61M 0.01%
32,337
-766
-2% -$39.1K
IHAK icon
710
iShares Cybersecurity and Tech ETF
IHAK
$994M
$1.6M 0.01%
36,759
+8,638
+31% +$395K
EMCB icon
711
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.7M
$1.6M 0.01%
24,458
+4,449
+22% +$297K
NVO
712
Novo Nordisk
NVO
$216B
$1.59M 0.01%
43,352
+29,605
+215% +$1.4M
AVSF icon
713
Avantis Short-Term Fixed Income ETF
AVSF
$662M
$1.59M 0.01%
33,939
-5,762
-15% -$271K
PJUL icon
714
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$1.57M 0.01%
34,241
-4,310
-11% -$201K
NVS icon
715
Novartis
NVS
$295B
$1.57M 0.01%
10,249
+605
+6% +$92.7K
EFA icon
716
iShares MSCI EAFE ETF
EFA
$76.4B
$1.56M 0.01%
16,092
-14,354
-47% -$1.44M
HAL icon
717
Halliburton
HAL
$27.9B
$1.56M 0.01%
40,045
+8,070
+25% +$279K
COF icon
718
Capital One
COF
$124B
$1.56M 0.01%
8,535
+736
+9% +$154K
XHLF icon
719
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$1.56M 0.01%
30,917
+22,925
+287% +$1.15M
MDT icon
720
Medtronic
MDT
$107B
$1.55M 0.01%
17,859
+3,550
+25% +$340K
FAAR icon
721
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$1.54M 0.01%
45,729
+25,177
+123% +$767K
CGDV icon
722
Capital Group Dividend Value ETF
CGDV
$36.6B
$1.54M 0.01%
36,175
+20,888
+137% +$928K
SOXX icon
723
iShares Semiconductor ETF
SOXX
$44.2B
$1.54M 0.01%
4,681
+197
+4% +$67.2K
CNP icon
724
CenterPoint Energy
CNP
$29.1B
$1.53M 0.01%
35,412
+2,622
+8% +$108K
PFGC icon
725
Performance Food Group
PFGC
$17.5B
$1.53M 0.01%
17,842
+559
+3% +$51.1K
27 28
29
30 31

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.