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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJUL icon
676
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$1.8M 0.01%
61,149
-2,138
-3% -$63.3K
AIQ icon
677
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$1.79M 0.01%
38,427
+12,751
+50% +$640K
FLRN icon
678
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.79M 0.01%
58,255
+2,144
+4% +$66K
HGER icon
679
Harbor Commodity All-Weather Strategy ETF
HGER
$3.66B
$1.79M 0.01%
+57,644
New +$1.61M
CTSH icon
680
Cognizant
CTSH
$21.5B
$1.78M 0.01%
28,984
-3,901
-12% -$279K
PLD icon
681
Prologis
PLD
$138B
$1.77M 0.01%
13,372
+2,120
+19% +$283K
UAL icon
682
United Airlines
UAL
$38.4B
$1.76M 0.01%
19,155
+66
+0.3% +$6.92K
MET icon
683
MetLife
MET
$61B
$1.76M 0.01%
24,907
-34,437
-58% -$2.58M
JCI icon
684
Johnson Controls International
JCI
$87.5B
$1.76M 0.01%
13,414
+3,429
+34% +$443K
VRTX icon
685
Vertex Pharmaceuticals
VRTX
$121B
$1.75M 0.01%
3,924
+1,194
+44% +$557K
PDEC icon
686
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$1.74M 0.01%
40,929
-670
-2% -$29K
ED icon
687
Consolidated Edison
ED
$41.6B
$1.73M 0.01%
15,312
-1,341
-8% -$145K
DTM icon
688
DT Midstream
DTM
$14.9B
$1.73M 0.01%
12,842
+120
+0.9% +$15.7K
POCT icon
689
Innovator US Equity Power Buffer ETF October
POCT
$963M
$1.72M 0.01%
39,985
-3,255
-8% -$143K
PYPL icon
690
PayPal
PYPL
$49.5B
$1.72M 0.01%
38,015
+8,210
+28% +$396K
RCL icon
691
Royal Caribbean
RCL
$78.7B
$1.71M 0.01%
6,219
+44
+0.7% +$13.1K
A icon
692
Agilent Technologies
A
$39.1B
$1.71M 0.01%
15,005
+2,405
+19% +$305K
VBK icon
693
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.71M 0.01%
5,645
+100
+2% +$31.4K
YUM icon
694
Yum! Brands
YUM
$41B
$1.71M 0.01%
10,973
+243
+2% +$38.5K
TMSL icon
695
T. Rowe Price Small-Mid Cap ETF
TMSL
$2.7B
$1.71M 0.01%
46,507
+31,602
+212% +$1.2M
GWX icon
696
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$1.7M 0.01%
40,318
+435
+1% +$18.9K
PECO icon
697
Phillips Edison & Co
PECO
$5.48B
$1.7M 0.01%
45,479
-6,863
-13% -$255K
EPD icon
698
Enterprise Products Partners
EPD
$83.8B
$1.69M 0.01%
44,789
-4,008
-8% -$142K
FANG icon
699
Diamondback Energy
FANG
$57.6B
$1.69M 0.01%
8,532
+701
+9% +$119K
DFUS
700
Dimensional US Equity ETF
DFUS
$20.7B
$1.67M 0.01%
23,569
+1,342
+6% +$99.4K
26 27
28
29 30

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.