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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYI icon
501
NEOS S&P 500 High Income ETF
SPYI
$10.4B
$3.42M 0.02%
69,333
+19,493
+39% +$1.01M
USMV icon
502
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$3.41M 0.02%
36,746
-74,256
-67% -$7.05M
DDTJ
503
Innovator Equity Dual Directional 10 Buffer ETF - January
DDTJ
$17.1M
$3.4M 0.02%
+183,060
New +$3.47M
AIRR icon
504
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$3.38M 0.02%
30,509
+3,667
+14% +$415K
GD icon
505
General Dynamics
GD
$105B
$3.37M 0.02%
9,809
+2,477
+34% +$879K
ZAUG
506
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.4M
$3.34M 0.02%
125,520
+69,442
+124% +$1.86M
NOC icon
507
Northrop Grumman
NOC
$77B
$3.32M 0.02%
4,860
+678
+16% +$469K
IDXX icon
508
Idexx Laboratories
IDXX
$42.9B
$3.3M 0.02%
5,875
-1,439
-20% -$923K
LTPZ icon
509
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$694M
$3.28M 0.02%
64,207
-1,311
-2% -$68.4K
FTGS icon
510
First Trust Growth Strength ETF
FTGS
$1.26B
$3.27M 0.02%
96,118
+6,027
+7% +$214K
EEM icon
511
iShares MSCI Emerging Markets ETF
EEM
$28B
$3.22M 0.02%
56,761
+6,532
+13% +$384K
IJS icon
512
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$3.21M 0.02%
27,117
+14,980
+123% +$1.81M
TDIV icon
513
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.21M 0.02%
34,244
-1,023
-3% -$99.8K
VV icon
514
Vanguard Large-Cap ETF
VV
$51.9B
$3.21M 0.02%
10,729
+2,161
+25% +$676K
NOW icon
515
ServiceNow
NOW
$102B
$3.19M 0.02%
30,533
+10,229
+50% +$1.2M
IWD icon
516
iShares Russell 1000 Value ETF
IWD
$82B
$3.18M 0.02%
14,892
+55
+0.4% +$12K
JCPB icon
517
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$3.17M 0.02%
67,243
+46,479
+224% +$2.21M
SYSB
518
iShares Systematic Bond ETF
SYSB
$1.15B
$3.16M 0.02%
35,523
+4,623
+15% +$415K
AFLG icon
519
First Trust Active Factor Large Cap ETF
AFLG
$687M
$3.15M 0.02%
81,788
+13,062
+19% +$520K
AVDE icon
520
Avantis International Equity ETF
AVDE
$17.7B
$3.15M 0.02%
37,117
+75
+0.2% +$6.52K
VDE icon
521
Vanguard Energy ETF
VDE
$10.1B
$3.15M 0.02%
18,189
+8,454
+87% +$1.28M
PHYS icon
522
Sprott Physical Gold
PHYS
$14.6B
$3.14M 0.02%
88,641
+5,968
+7% +$221K
DGRO icon
523
iShares Core Dividend Growth ETF
DGRO
$42.6B
$3.14M 0.02%
44,697
-3,447
-7% -$247K
SPTM icon
524
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$3.13M 0.02%
39,599
+619
+2% +$51.1K
TXT icon
525
Textron
TXT
$16.6B
$3.13M 0.02%
35,710
+3,154
+10% +$294K
19 20
21
22 23

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.