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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
551
Phillips 66
PSX
$82.9B
$2.77M 0.02%
15,211
+2,907
+24% +$456K
GOF icon
552
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.77M 0.02%
251,106
+113,861
+83% +$1.37M
GRID
553
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$2.77M 0.02%
16,912
+4,629
+38% +$769K
FLEX icon
554
Flex
FLEX
$43.4B
$2.76M 0.01%
42,174
+35,231
+507% +$2.25M
BEN icon
555
Franklin Resources
BEN
$16.9B
$2.76M 0.01%
116,693
+13,192
+13% +$339K
VMBS icon
556
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$2.72M 0.01%
57,846
+1,337
+2% +$63.1K
FDG icon
557
American Century Focused Dynamic Growth ETF
FDG
$382M
$2.71M 0.01%
23,769
+3,014
+15% +$366K
BAR icon
558
GraniteShares Gold Shares
BAR
$1.37B
$2.71M 0.01%
58,640
-9,096
-13% -$437K
CERY
559
State Street SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF
CERY
$1.01B
$2.7M 0.01%
76,691
+21,356
+39% +$686K
WDAY icon
560
Workday
WDAY
$33.4B
$2.7M 0.01%
20,766
+492
+2% +$78.1K
AVDV icon
561
Avantis International Small Cap Value ETF
AVDV
$18.9B
$2.69M 0.01%
26,924
+2,174
+9% +$222K
UTHR icon
562
United Therapeutics
UTHR
$26.3B
$2.69M 0.01%
4,531
+2,936
+184% +$1.46M
NRG icon
563
NRG Energy
NRG
$29.8B
$2.66M 0.01%
18,181
+1,537
+9% +$242K
QBUL
564
TrueShares Quarterly Bull Hedge ETF
QBUL
$27.9M
$2.65M 0.01%
112,381
+79,985
+247% +$1.89M
PAUG icon
565
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$2.64M 0.01%
61,881
-5,963
-9% -$258K
ZNOV
566
Innovator Equity Defined Protection ETF - 1 Yr November
ZNOV
$105M
$2.64M 0.01%
99,438
+8,837
+10% +$236K
ATO icon
567
Atmos Energy
ATO
$29.9B
$2.63M 0.01%
14,252
+3,986
+39% +$704K
CASY icon
568
Casey's General Stores
CASY
$31.9B
$2.63M 0.01%
3,613
+611
+20% +$398K
TMO icon
569
Thermo Fisher Scientific
TMO
$211B
$2.63M 0.01%
5,350
+93
+2% +$50.5K
IWB icon
570
iShares Russell 1000 ETF
IWB
$47.7B
$2.62M 0.01%
7,361
+1,184
+19% +$441K
TRU icon
571
TransUnion
TRU
$14.8B
$2.6M 0.01%
37,571
+35,050
+1,390% +$2.68M
QINT icon
572
American Century Quality Diversified International ETF
QINT
$652M
$2.6M 0.01%
39,693
+4,681
+13% +$314K
XBI icon
573
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$2.59M 0.01%
20,287
-1,790
-8% -$223K
TTE icon
574
TotalEnergies
TTE
$193B
$2.56M 0.01%
28,150
-1,876
-6% -$143K
HDV
575
iShares Core High Dividend ETF
HDV
$14.4B
$2.56M 0.01%
94,285
+17,800
+23% +$474K
21 22
23
24 25

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.