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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
451
TSMC
TSM
$2.09T
$4.35M 0.02%
12,876
-1,053
-8% -$362K
BIV icon
452
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$4.28M 0.02%
55,519
+16,857
+44% +$1.31M
VB icon
453
Vanguard Small-Cap ETF
VB
$79.5B
$4.28M 0.02%
16,350
+762
+5% +$206K
BA icon
454
Boeing
BA
$165B
$4.28M 0.02%
21,503
+5,649
+36% +$1.29M
UBER icon
455
Uber
UBER
$134B
$4.28M 0.02%
59,457
-173,560
-74% -$13.4M
LMT icon
456
Lockheed Martin
LMT
$134B
$4.28M 0.02%
7,074
+144
+2% +$88.7K
HARD icon
457
Simplify Commodities Strategy No K-1 ETF
HARD
$83.8M
$4.25M 0.02%
120,037
-16,066
-12% -$522K
XLU icon
458
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$4.24M 0.02%
92,312
+26,057
+39% +$1.17M
APP icon
459
Applovin
APP
$132B
$4.23M 0.02%
10,622
-1,446
-12% -$699K
JPLD icon
460
JPMorgan Limited Duration Bond ETF
JPLD
$3.95B
$4.22M 0.02%
80,782
+1,787
+2% +$93.7K
DE icon
461
Deere & Co
DE
$170B
$4.21M 0.02%
7,476
-712
-9% -$402K
BJ icon
462
BJs Wholesale Club
BJ
$11.9B
$4.2M 0.02%
42,656
+4,095
+11% +$395K
QQQM icon
463
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$4.17M 0.02%
17,546
-2,303
-12% -$576K
ALL icon
464
Allstate
ALL
$66.9B
$4.17M 0.02%
20,090
+11,144
+125% +$2.28M
SPUC icon
465
Simplify US Equity Income ETF
SPUC
$91.4M
$4.16M 0.02%
94,085
+979
+1% +$45.5K
NVBU
466
AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF
NVBU
$33.5M
$4.1M 0.02%
145,708
+494
+0.3% +$14.3K
PTL icon
467
Inspire 500 ETF
PTL
$873M
$4.09M 0.02%
16,342
+2,623
+19% +$674K
SLB icon
468
SLB Ltd
SLB
$78.4B
$4.09M 0.02%
79,529
+36,426
+85% +$1.77M
OCTU
469
AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF
OCTU
$60M
$4.09M 0.02%
148,013
+661
+0.4% +$18.8K
MUNI icon
470
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$4.07M 0.02%
78,026
+77,874
+51,233% +$4.11M
DFAR icon
471
Dimensional US Real Estate ETF
DFAR
$1.82B
$4.07M 0.02%
172,184
+8,112
+5% +$195K
EMHY icon
472
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$4.02M 0.02%
102,016
+5,432
+6% +$219K
HYEM icon
473
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$4.01M 0.02%
203,045
+11,508
+6% +$231K
TCAF icon
474
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$3.99M 0.02%
112,117
+63,980
+133% +$2.39M
IJR icon
475
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.97M 0.02%
31,967
+3,511
+12% +$446K
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.